Topics

Health services administration

Another inquiry into public hospitals?

The problems are already well known; what we need are solutions and health care reform The New South Wales Government has announced another investigation into the health care system. This latest inquiry was triggered by the Deputy State Coroner, Carl Milovanovich, who called for a “full and open inquiry into the delivery of health services in NSW”.1 The stimulus for this call was his review of the case of 16-year-old Vanessa Anderson, who died after being admitted to Sydney’s Royal North Shore Hospital. Although mooted to be broader in scope, this inquiry swiftly follows an external review2 and a parliamentary inquiry3 into another patient mishap at the same hospital. In this issue of the Journal, Joseph and Hunyor, two of the Royal North Shore Hospital clinicians who gave evidence at the parliamentary inquiry, provide a first-hand account of the inquiry process and argue the case for clinicians’ active involvement in health care reform (→ The Royal North Shore Hospital inquiry: an analysis of the recommendations and the implications for quality and safety in Australian public hospitals).4 This most recent examination of the health system is yet another in a series of investigations in NSW, reaching back to the Chelmsford Inquiry into deep-sleep treatment between 1988 and 1990,5 and, more recently, to the reviews into Camden and Campbelltown Hospitals, where, earlier this decade, aggrieved whistleblowers asserted that the quality of care was poor.6 That grievance was subject to a Health Care Complaints Commission inquiry,7 the Walker Special Commission of Inquiry8 and several Independent Commission Against Corruption investigations.9 This multiplying effect suggests that inquiries seem to have a way of taking on a life of their own. In the Anderson case, the coroner found that the young woman’s death was due to the depressant effects of opiate medications, which led to respiratory failure. These medications were given as a result of a combination of factors at the hospital, including a lack of communication, poor management, staff inexperience, and poor record-keeping.10 Will another inquiry identify additional systemic problems of which we are not already aware? The answer, the evidence suggests, is no. Our research shows that patient safety inquiries across the world consistently identify the same recurring problems as the cause of iatrogenia: health care below promulgated standards; lack of quality-monitoring processes; patients, family members and concerned staff being ignored and excluded; whistleblowers being vilified; and persistent deficiencies in teamwork, systems and communication.11 If the problems are well known, what is the actual purpose of another inquiry? Peay, reviewing the role of inquiries after homicides committed by psychiatric patients, found that inquiries generally serve four functions: learning, discipline, catharsis and reassurance.12 The learning function incorporates understanding the determinants of problems, as well as learning about solutions. The catharsis and reassurance elements appear self-evident. Announcing an inquiry serves as a way of regaining public confidence that the issue will be investigated in an open manner, and that witnesses, including patients, the community and staff, might be considered as important stakeholders, not only in compiling the evidence but in any activities leading to reform, or even healing, of the health system. As for discipline, inquiries of the type recently announced are generally more concerned with establishing broad principles of system reform than with disciplining individuals, which is most often left to the courts and professional bodies.12 In theory, the discipline function of an inquiry is intended to ensure that the government and relevant department are held accountable not only for inquiry processes, but for implementing recommendations. In practice, however, implementing recommendations is not necessarily a straightforward task that will result in the desired outcome. Two fundamental questions need to be considered before naïvely assuming the government will implement inquiry recommendations. First, is it possible and appropriate to implement the recommendations? Taking the commonly cited issue of deficiencies in teamwork as an example, how does one begin to break down barriers to the way people work together? Who is primarily responsible for addressing deficiencies in teamwork: universities, governments, hospitals or professional groups? Second, what evidence is there to say that implementing the recommendations will improve the quality of patient care? The answer to this invariably requires significant research, thought and expertise. As soon as this latest inquiry was announced, the state Liberal Opposition argued on the front page of the Sydney Morning Herald for a Royal (rather than Special) Commission, as this, it was asserted, would have greater powers to “overhaul” the system.1 There is no doubt that an inquiry can result in an overhauling. The Walker Inquiry was at least partially responsible for the restructuring of the whole NSW Health system, which took years to accomplish and is still not “bedded down”. However, in the aftermath of that restructuring, there is no clear evidence that the number of errors is decreasing across the NSW Health system, nor that restructuring health systems will contribute to a reduction in errors13 — nor that inquiries will, either. The latest inquiry will provide a space for the witnessing of the experiences of patients and staff. It has already begun to fill the newspapers and nightly news slots with interest stories. It will also seek to identify systemic and institutional issues affecting the delivery of health care in NSW.14 Explaining why things went wrong seems to be the underlying purpose of inquiries. Identifying solutions to these problems and undertaking health care reform that results in improved quality of patient care — in other words, actively learning from what occurred — is a separate and undoubtedly more difficult issue. Too often, these fundamentally important tasks are left untouched by the ever-growing number of inquiries.

Joanne F Travaglia MEd · Jane E Lloyd BAppSc, MPH · Jeffrey Braithwaite PhD

Health services administration Supplement 21 April 2008 Open Access

Multidisciplinary care planning and teamwork in primary care

Objective: To examine policy and implementation issues around multidisciplinary care planning (MDP) as a means of improving outcomes for patients with chronic disease and/or complex care needs.Methods: We conducted a series of five systematic reviews of the literature from 1990 to 2006, sampling a spectrum of issues associated with chronic disease and complex health care needs, with a focus on planning and provision of multidisciplinary care.Results: Our review showed that MDP does improve many functional outcomes in the areas studied. Analysis of MDP programs involves examination of two groups of variables — the multidisciplinary components (a range of clinical perspectives and specialist knowledge) and team components (eg, communication and support). Implementing MDP requires changing patterns of interaction between care providers, alignment of roles and work practices, and changes to organisational arrangements.Conclusion: While MDP improves many functional outcomes, widespread implementation of MDP in standard practice will require complex and targeted strategies. Devising and testing such strategies is a prerequisite for widespread, routine use of MPD in chronic disease management.

Geoffrey K Mitchell FRACGP, PhD · Jennifer J Tieman BSc, MBA · Tania M Shelby-James BAppSc, MPH

Health services administration Supplement 21 April 2008 Open Access

Coordinating primary health care: an analysis of the outcomes of a systematic review

Objectives: To identify the types of strategy used to coordinate care within primary health care (PHC) and between PHC, health services and health-related services in Australia and other countries that have comparable health systems, and to describe what is known about their effectiveness; to review the implications for health policy and practice in Australia.Methods: We conducted a systematic review of the literature (January 1995 to March 2006) relating to care coordination in Australia, the United States, the United Kingdom, New Zealand, Canada and The Netherlands. Our review was supplemented by consultations with academic experts and policymakers.Results: Six types of strategy were identified at patient/provider level, falling into two groups: (i) communication and support for providers and patients, and (ii) structural arrangements to support coordination. These were broadly consistent with existing typologies. All were associated with improved health and/or patient satisfaction outcomes in more than 50% of studies, and interventions using multiple strategies were more successful than those using single strategies.Conclusions: The largely incremental approach to improving coordination of care in Australia has involved a broad range of strategy types but has also perpetuated existing structural problems. Reforms in governance, funding and patient registration in primary health care would provide a stronger base for effective care coordination.

Gawaine Powell Davies BA, MHP · Anna M Williams BSc, MPH · Karen Larsen BSc, GradDipPH · David Perkins PhD · Martin Roland DM, FMedSci · Mark F Harris MD

Health services administration Supplement 21 April 2008 Open Access

Primary care funding and organisational policy options and implications: a narrative review of evidence from five comparator countries

Objective: To review innovative models of primary care in different countries in order to identify potential mechanisms for reforming primary care policy in Australia.Methods: We conducted a narrative review and synthesis of evidence about models of primary care from four English-speaking comparator countries (New Zealand, Canada, the United Kingdom and the United States) and one European country (The Netherlands), with a particular focus on the relevance and applicability of these models to Australia.Results: We identified four key mechanisms for bringing about reform in primary care: flexible funding, quality frameworks, regional-level primary care organisations, and primary care infrastructure. These mechanisms are interdependent.Conclusion: There are tensions and tradeoffs involved in balancing professional and bureaucratic control and in linking quality and accountability mechanisms. Enhanced linkage between researchers, policymakers and professional groups could assist in exploring options for effective primary care reform.

Lucio Naccarella BSc(Hons), PhD · Donna Southern BSc(Hons), GradDipEpiBiostat · John Furler MB BS, GradDipPubHealth, PhD · Anthony Scott PhD · Lauren Prosser BAppHealthSc(Hons) · Doris Young MB BS, MD, FRACGP · Hal Swerissen BAppSc(Psych), GradDipPsych, MAppPsych · Elizabeth Waters GDBIS, MPH, DPhil

Concordance between real-time telemedicine assessments and face-to-face consultations in paediatric otolaryngology

Objective: To determine agreement between diagnoses and management plans made during an initial videoconference appointment and subsequent face-to-face consultations in paediatric ear, nose and throat (ENT) surgery.Design and setting and participants: A paediatric ENT clinic servicing patients from Bundaberg, Queensland, was conducted through the Centre for Online Health at the Royal Children’s Hospital (RCH) in Brisbane. Between January 2004 and February 2006, 152 consultations with 97 patients were carried out. We retrospectively audited patients’ charts to compare the diagnosis and management plan formulated at the initial videoconference and the eventual diagnosis and surgical management after face-to-face consultation. The clinical outcomes for children who were not recommended for surgery at the RCH were ascertained by telephone survey.Main outcome measures: Agreement between videoconference and face-to-face consultation findings.Results: Of the 97 patients, 75 were recommended for surgical management at the RCH. The remaining patients were either referred back to their general practitioner (9), followed up by the regional paediatrician (10) or lost to follow-up (3). At the conclusion of the study, seven patients were still awaiting surgery and were excluded. Among the 68 patients seen via videoconference and in person, the recorded diagnosis was the same in 99% of cases (67). Surgical management decisions were the same in 93% of cases (63). Telephone follow-up with paediatricians and GPs confirmed that there were no missed diagnoses or ongoing ENT-related problems in the 19 patients referred back to their care.Conclusions: Decisions about ENT surgical interventions for children assessed during videoconference clinics are in close agreement with decisions made by the same surgeon at face-to-face consultation. The way is open to employ telemedicine more widely for pre-admission ENT assessment. However, as in any telemedicine work, widespread application requires care.

Anthony C Smith MEd, BN, PhD · Samuel Dowthwaite BBiomedSc, MB BS · Julie Agnew MB BS(Hons), FRACS · Richard Wootton PhD, DSc

Health services administration Viewpoint 21 April 2008 Free

The Royal North Shore Hospital inquiry: an analysis of the recommendations and the implications for quality and safety in Australian public hospitals

In October 2007, the New South Wales Parliament appointed a Joint Select Committee to inquire into the quality of patient care at Royal North Shore Hospital (RNSH). The inquiry was initiated in response to the publicity and complaints surrounding a patient who had a miscarriage in the toilets of the RNSH emergency department waiting area. The Committee held four public hearings and received 103 submissions. It handed down 45 recommendations in its report on 20 December 2007. There has been criticism from clinicians and others that the recommendations are too general and will not effect significant change for the severe systemic problems affecting the hospital. This article represents the view of some of the clinicians who work at RNSH, and who gave evidence at the inquiry, on the recommendations and some possible solutions for the health system in general.

Anthony P Joseph MB BS, FACEM, MRCP · Stephen N Hunyor MB BS, FRACP, MD

Health services administration Supplement 21 April 2008 Open Access

Review of evidence to guide primary health care policy and practice to prevent childhood obesity

Objectives: To identify key barriers to effective engagement of primary health care (PHC) providers and families in promoting healthy weight among children aged 2–6 years, and to examine promising interventions to identify policy goals to overcome these barriers.Methods: We conducted a literature review of published and unpublished articles from January 1990 to February 2006 using keywords relating to childhood obesity, risk factors, prevention, populations and primary care provider interventions, constraints and models. We identified barriers to engagement by PHC providers. Appraisal of “promise” was based on best available evidence and consideration of strengths and weaknesses of interventions in specific contexts and settings.Results: Of 982 interventions aimed at the primary prevention of overweight and obesity among children, few related to 2–6-year-olds, with only 45 interventions meeting the inclusion criteria and 11 ranking highly on key criteria. Areas of weakness were low-level engagement by PHC providers, focus on single risk factors rather than a multidimensional approach, and lack of a population focus. A range of administrative, attitudinal, knowledge, skills and training issues were identified as barriers to effective engagement of different PHC providers with parents and other early childhood service providers.Conclusions: Engagement of PHC providers in prevention of childhood obesity requires a systematic approach involving practice protocols, assessment tools, client support material and referral pathways, as well as adequate training and sufficient staff for implementation. A more comprehensive approach could be promoted by increased collaboration, agreed role delineation, consistent public health messages and better coordination between PHC providers and other service providers, facilitated at service policy and administration level.

Lydia A Hearn EdD, MSc, BA(Hons) · Margaret R Miller MAppSc, GradDipPubAdm, GradDipDiet · Renee Campbell-Pope BHSc

Mental health Letters 21 April 2008 Free

Early intervention in youth mental health

To the Editor: There are two fundamental flaws in the case for reform of youth mental health services outlined recently by McGorry and colleagues.1,2 They argued that 18 years is an unnatural and inappropriate transition point between adolescent and adult services, and that Child and Adolescent Mental Health Services (CAMHSs) are somehow inherently ill equipped to deal with serious mental illness. McGorry has long advocated a “youth model” catering for adolescents and young adults together. I believe this would be a disaster, particularly for adolescents. Adolescents and young adults need very different models of care, because of the differing degrees of responsibility and autonomy they can handle, the legal and moral responsibilities of families, carers, schools and health professionals, and the effectiveness of treatments. McGorry’s well deserved reputation and influence mean there is a real risk his opinions will be accepted as fact, especially as the opposing view is seldom heard. People aged under 18 years (on average) are not expected, or permitted, to take full responsibility for their lives or their mistakes. Legally, they cannot vote, drink or buy cigarettes. They are generally still at school and living in the family home. Those aged under 16 years are not automatically entitled to grant or withhold consent to treatment. Families thus have a central role in the management of illness in adolescents, in a way that is neither possible nor appropriate for adult patients. Adolescent inpatient units need to be highly structured environments where adults would be out of place, with school-like rules, and careful control of group process and peer interactions. Otherwise, there is bullying, sexual exploitation, epidemics of self-harm, and the kind of competitive rebelliousness that leads to riots and fires. In adult units, adolescents are unacceptably vulnerable, not only from exploitative older patients, but from a lack of boundaries to their own behaviour. McGorry made several perplexingly dismissive comments about CAMHSs. Two cannot go unanswered: that CAMHSs “struggle operationally and clinically with . . . mood, psychotic, substance use, and borderline personality disorders”;1 and that “the capacity to skilfully and safely manage highly disturbed behaviour, and the more sophisticated psychopharmacological skills, are often lacking in . . . CAMHSs”.1 The disorders described are, in fact, “bread-and-butter” work for CAMHSs. Further, there is powerful anecdotal evidence that CAMHSs manage them better, not worse, than others. Examination of data held by the Victorian Department of Human Services and the Office of the Chief Psychiatrist on seclusion (sole confinement) rates, consumer satisfaction and suicide rates will bear this out. Child psychiatrists all train as adult psychiatrists first and, in my experience, do not lack psychopharmaceutical sophistication. It is hard to see what adolescents and their families have to gain from being incorporated into young adult services, nor why 30-year-olds should be excluded from specialist early psychosis services. We need greater integration between the current tiers of service, and a more flexible approach to transition between them, not another separate tier of service.

David A Sholl

Mental health Letters 21 April 2008 Free

Early intervention in youth mental health

In reply: Sholl asserts that our case for reform of youth mental health services is based largely on personal opinion. In fact, as detailed in the Journal supplement,1 it is based on hard epidemiological facts, the latest developmental perspectives and a growing evidence base. Consequently, it has been widely supported by young people, families, governments and the community. The youth model ensures that developmental approaches appropriate to all stages of the process of transition from childhood to adulthood continue until the young person is genuinely independent. To design a health system around the transition age of 18 years, based on legal and educational precedents, is outmoded. Many more young people now pursue postsecondary education and are financially and socially dependent on their families well into young adulthood.2 The youth mental health paradigm involves families in a developmentally appropriate way from puberty to the mid-20s, and also recognises the increasing value of peer relationships. The key difference is that young people have increasing choice about the level and pattern of family engagement. Similarly, brain development continues actively up until the mid-20s. We believe Sholl has misunderstood the fundamental issue of youth mental health reform. It is not a binary choice between current child–adolescent and adult service models. A new stream of care is required to respond to these “transition age youth” or “emerging adults”, as they were recently termed.2 This stream borrows many of the features of adolescent psychiatry and extends these to around 25 years of age, complementing them with new evidence-based approaches, which have been difficult to create and nurture within a constrained and under-resourced Child and Adolescent Mental Health Services system. This step is crucial for the “graduates” of state care, who have appalling outcomes when care is withdrawn at 18 years (even though they can vote).3 We have successfully developed and provided such an adolescent–young adult service to a quarter of Melbourne for over a decade. Recently, we extended this to Sydney. The real-world impact of this approach has helped greatly to convince the community, including federal and state government leaders, of its wider value. We want to see genuine reform, restructure and substantial investment in a new stream of care. How well this links, not only with existing child and adult specialist systems, but equally importantly with other key systems — notably education and employment, primary care, housing, justice and drug and alcohol services — will be critical to its success.

Patrick D McGorry · Ian B Hickie · Anthony F Jorm · Rosemary Purcell

Why are community psychiatric services in Australia doing it so hard?

To the Editor: Singh and Castle recently commented on the assumptions made in relation to the National Mental Health Policy.1 One such assumption was that the cost of the community care service model could be constrained by limiting services to the “severely” mentally ill. The authors went on to describe the realities associated with making this and other assumptions on current mental health care delivery. Many public wards have become the province of treatment-resistant consumers with limited insight who do not welcome the interventions provided by mental health workers. It may be that this type of inpatient population is influencing medical students’ views of psychiatry and contributing to low numbers in psychiatry training across the country. Students’ perceptions that psychiatry is a difficult and pressured work environment have been reported.2 Public services for consumers who have mental illnesses that do not involve psychosis are under severe pressure in the current paradigm. Despite the availability of effective treatments, anxiety and depressive disorders remain the principal cause of the disability produced by mental disorders, and half the people with such a disorder do not seek help, not realising how well they can become.3 However, the public system appears to be retreating from providing services for such patients. There seems to be a view that all Australians with anxiety and depression can be treated in private practice or by general practitioners. Does targeting low-prevalence disorders for treatment represent an acknowledgement by those in government of the power of mental health stigma? Is there misguided thinking that spending money on patients with psychotic disorders will keep mental illness and violence off the streets? Doctors have an obligation to inform those in power that effective treatments need to be made available to the broadest range of Australians, not just those who are obviously mentally ill. The difficulty of retaining psychiatrists in the public sector has been noted in many countries.4 Health services need to provide variety in the work of clinicians to keep them within the public sector — a diet of chronic psychosis tends not to attract or sustain staff. I believe fostering specialist units dealing with high-prevalence disorders like anxiety and depression, and high-morbidity conditions like eating disorders, would encourage the training of new staff, contribute to research, and strengthen the future of psychiatry. Revitalising public treatment services for high-prevalence psychiatric disorders could provide both symptom relief and a return to productivity for many thousands of Australians, and a more sustaining work environment for mental health clinicians. It is time for our governments to hear the call to provide mental health care for the many, not just the few.

James D Hundertmark

Health technology assessment in Australia

To the Editor: We read with interest the recent editorial and articles on health technology assessment.1-4 We are pleased that the Journal highlighted this important policy process that attempts to ensure that technologies that improve health gain or health care are supported and those that do not contribute to an improved outcome are not supported. The description of HealthPACT in the editorial1 is not quite accurate in that HealthPACT is a subcommittee of the Medical Services Advisory Committee (MSAC). Its funding comes through MSAC with some supplementation from the Australian Health Ministers’ Advisory Committee. The techniques of early detection and horizon scanning have been developed, and the results of this work are available to the health community of Australia, be it jurisdictional, public, private or specialised. In particular, if promising health care technologies are identified through this process, they are referred to MSAC for a full health technology assessment, thus ensuring that appropriate technologies are identified as early as possible in the technology cycle and are assessed by MSAC for introduction into the health care system. This horizon-scanning activity does not currently involve drugs or vaccines, and the Australian health care system could benefit from this process, just as the National Institute for Health and Clinical Excellence in the United Kingdom and the Canadian Agency for Drugs and Technologies in Health undertake comprehensive horizon scanning. With respect to conflicts of interest, MSAC is very specific at all levels of its operation. At the commencement of every advisory panel and MSAC meeting, the Chair requests declaration of conflicts of interest. These are recorded in the minutes and appropriate decisions are made on the participation of the person declaring a conflict based on an assessment of the issue. This is formal and explicit, and is on the public record. It is important to state this, as the article by Petherick and colleagues implies that MSAC does not record conflicts of interest.4 In fact, MSAC places great importance on declaration of conflicts of interest.

Brendon J Kearney · Stephen L Blamey

Can liability rules keep pace with best practice? The case of multidisciplinary cancer care

The main objectives of medical negligence law relate to substandard care — the direction the law will take when new treatment approaches come along is not always clear If two heads are better than one, then four should be much better, and six should be truly formidable. The axiom is especially likely to hold true when the problem at hand is multifaceted, and each head carries knowledge that is relevant, different, and complementary. Therein lies the allure of multidis-ciplinary care (MDC) teams in cancer care. An age has passed since any surgeon, radiologist, pathologist, radiation oncologist, medical oncologist, or general practitioner could legitimately claim to be working both in splendid isolation and safely. Consultation among clinicians is integral to modern medical care. But the physical meeting of so large and diverse a group of busy clinicians, together with their allied health colleagues, for purposes of devising treatment plans for individual patients is a relatively recent phenomenon. Twenty years ago, the notion would surely have been met with disbelief in many hospitals. Today, the growing complexity of cancer treatment, coupled with new knowledge about the promise of team-based management in health care,1,2 are quickly establishing MDC teams as a standard feature of high-quality cancer care. Evidence of the effect of MDC on quality of care is still emerging. Recent studies suggest that cancer patients managed through MDC teams may have better decisions made about their care,3 live longer,4 enjoy better quality of life during treatment,5 and receive services more efficiently.6 However, substantial gaps remain in understanding the impact of MDC.7-9 From a medicolegal perspective, the salient aspect of MDC is that it shifts aspects of clinical decision making away from single actors and toward groups. How will courts handle allegations of substandard decision making levelled at all members of the team, or the team itself? Will team members with second-hand know-ledge of the patient’s condition assume less responsibility for faulty plans than those directly involved in the patient’s care? What of members who opposed the care path chosen? And what obligations do hospitals have to ensure MDC teams are established and that they play a meaningful role in clinical decision making? The short answer to these questions is that we don’t know yet. The absence of negligence claims targeting MDC in Australian courts and Anglo-American jurisdictions abroad means that we must speculate (although it is surely just a matter of time before litigation on point materialises). A threshold question in any negligence claim is whether the wrongdoer owed a duty of care to the person wronged. In medical negligence claims, the defendant’s duty is rarely disputed. In fact, tort law textbooks present the patient–doctor relationship as a paradigmatic example of a dutiful relationship. Occasionally, however, the assumption is challenged. Telemedicine10 and supervision of trainees by senior doctors at a distance11 are two recent examples of circumstances that force close consideration of the contours of the patient–doctor relationship. In both situations, duties may be imposed, even when the defendant clinician works at a considerable remove from the injured patient. The wise course is for each member of an MDC team to assume that, by virtue of their involvement in a team meeting, they assume certain responsibilities to the patient. (Indeed, responsibilities arise in virtually any setting in which doctors turn their mind to a particular patient and give advice.) Fulfilling those responsibilities requires sound judgement and informed input, commensurate with what would be expected of a team member’s professional peers were one of them seated at the same table and presented with the same information. If the first step in a medicolegal analysis of MDC is to recognise that the team and its members may be exposed to liability for their activities, the second step is sober assessment of how large that exposure is, and what can be done to minimise it. In this vein, the article by Evans and colleagues in this issue of the Journal (→ Medicolegal implications of a multidisciplinary approach to cancer care: consensus recommendations from a national workshop)12 is a welcome addition to the literature. The authors outline consensus recommendations developed at a workshop of experts. Their suggestions are clear and useful, particularly the need for attention to MDC activities in the informed consent process and careful documentation of team membership and resolutions. To these, I would add a simple exhortation to participants in MDC team meetings. Speak up! Your professional responsibilities entail weighing in wherever your expertise is relevant. If information is insufficient to render an informed opinion, say so. Group consensus is helpful, and learned clinical colleagues acting in good faith will often arrive at it, but, as Sidhom and Poulsen point out, MDC meetings should not be regarded as a strictly democratic process in which majorities rule.13 Disgruntled wallflower is the wrong part to play in an MDC team. Standards of care in medical negligence law are fluid and progressive. Today’s cutting-edge treatment may become a routine and expected treatment in the future, as it diffuses through clinical practice and evidence of its efficacy mounts. A curious aspect of negligence law is that novel treatments or approaches to care tend to raise heightened liability risks in their innovation phase, but once they gain currency, the risk profile flips: failure not to employ them becomes the greater liability risk. Recognition of this legal reality brings special resonance to the investigation of the uptake of MDC approaches among breast surgeons by Marsh and colleagues in this issue of the Journal (→ National Breast Cancer Audit: the use of multidisciplinary care teams by breast surgeons in Australia and New Zealand).14 Standards of care are not defined purely by reference to the prevalence of particular practices in the medical community; nor are recommendations and guidelines from august professional bodies, such as the National Breast Cancer Centre, accepted as definitive proof as to whether a particular practice has become an accepted standard. On the other hand, both factors are highly relevant considerations in determining the applicable standard of care. In Australia today, at least in some settings, MDC has probably become the standard of care for treatment of some cancers, particularly breast cancer. For other cancers, it likely stands on the cusp of becoming so. Thus, Marsh and colleagues’ findings14 should grab the attention of administrators and practitioners working in hospitals that have not adopted MDC practices. Rural and private facilities appear particularly likely to be in this situation. Many rural and private hospitals will face barriers to MDC that their counterparts in urban and public settings do not, as the article’s authors point out.14 Standards of care can bend to accommodate unavoidable resource and manpower constraints. However, in institutions where an MDC approach is feasible but is not being pursued, hospital leaders should carefully review their position. It is conceivable that a claimant may allege that the appropriate approach for breast cancer treatment was not followed and that, had it been, the harm in question would not have occurred. Such accusations would be likely to fall particularly heavily on the institution itself for failing to organise for effective MDC. Success for the plaintiff in this type of claim will not be easy. The evidence that MDC systematically improves quality of cancer care remains quite thin,7-9 which makes proving that it would have done so in an individual case an uphill climb. Nonetheless, it is quite possible that litigation along these lines may be brought. In that event, defendant institutions will no doubt find the attendant publicity unsavoury, whatever the claim’s outcome. The law aims to promote high-quality care, not retard it. Legal doctrine is neither static nor vacuum-sealed. As practices change, and promising initiatives like MDC emerge, the law must evolve to accommodate them, without abandoning its commitment to holding providers accountable for substandard care. Timely scholarship, like the articles in this issue of the Journal,12,14 can help guide that evolution at the right pace and in the right direction.

David M Studdert LLB, ScD, MPH

Health services administration Health care 7 April 2008 Free

The National Open Disclosure Pilot: evaluation of a policy implementation initiative

Objective: To determine which aspects of open disclosure “work” for patients and health care staff, based on an evaluation of the National Open Disclosure Pilot.Design, setting and participants: Qualitative analysis of semi-structured and open-ended interviews conducted between March and October 2007 with 131 clinical staff and 23 patients and family members who had participated in one or more open disclosure meetings. 21 of 40 pilot hospital sites, in New South Wales, South Australia, Victoria and Queensland, were included in the evaluation. Participating health care staff comprised 49 doctors, 20 nurses, and 62 managerial and support staff. In-depth qualitative data analysis involved mapping of discursive themes and subthemes across the interview transcripts.Results: Interviewees broadly supported open disclosure; they expressed uncertainty about its deployment and consequences, and made detailed suggestions of ways to optimise the experience, including careful pre-planning, participation by senior medical staff, and attentiveness to consumers’ experience of the adverse event.Conclusion: Despite some uncertainties, the national evaluation indicates strong support for open disclosure from both health care staff and consumers, as well as a need to resource this new practice.

Rick A M Iedema BA, MA, PhD · Nadine A Mallock BHealthEcon, MHealthServMgt · Roslyn J Sorensen BSocWk, PhD · Elizabeth Manias RN, BPharm, PhD · Anthony G Tuckett PhD · Allison F Williams BAppSci(Nursing), MNursing, PhD · Bruce E Perrott MBA, PhD · Suzanne H Brownhill PhD · Donella A Piper BA, LLB(Grad)(Hons), LLM · Suyin Hor · Desley G Hegney RN, BA(Hons), PhD · Hermine B Scheeres PhD · Christine M Jorm MB BS, MD, PhD

Health services administration Medicine and the law 7 April 2008 Free

Medicolegal implications of a multidisciplinary approach to cancer care: consensus recommendations from a national workshop

Concerns about medicolegal implications of a multidisciplinary approach to cancer care may act as a barrier to the implementation of best practice approaches. While multidisciplinary meetings carry a low level of medicolegal risk, improved documentation and transparency in approach will assist in limiting liability for individual health professionals and health services. The medicolegal implications of a multidisciplinary approach are not affected by whether a health professional bills the patient for attendance at multidisciplinary meetings.

Alison C Evans BSc, PhD · Helen M Zorbas MB BS, FASBP · Megan A Keaney MB BS, MHA · Mark A Sidhom BEc, LLB, MB BS · Holly E Goodwin BAppSc, GradCertPH · Janice C Peterson BHSc, GradCertHSc

Health services administration For debate 7 April 2008 Free

Implementing the national priorities for injury surveillance

Injury is a leading cause of disability and death in Australia and is recognised as a national health priority area. The foundation of successful injury prevention is injury surveillance, and national policies and strategies developed over the past 20 years to reduce the burden of injury in Australia have included 22 recommendations on surveillance — only three of which have been completely implemented. Priorities for improving injury surveillance include: improving current injury mortality and morbidity data collection systems; filling the gaps in injury surveillance; maintaining vigilance over data quality; increasing the integration and accessibility of injury data; developing technical expertise in surveillance. Barriers to implementation of the current National Injury Prevention and Safety Promotion Plan include the lack of an implementation plan, performance management structure, appropriate national governance structure and resources — all of which could be overcome with government commitment.

Rebecca J Mitchell MA(Psych), MOHS · Rod J McClure PhD, FAFPHM · Ann M Williamson BSc(Hons), PhD · Kirsten McKenzie BSSc(Psych)(Hons), PhD

Health services administration Corrections 7 April 2008 Free

The national inpatient medication chart: critical audit of design and performance at a tertiary hospital

Re: “The national inpatient medication chart: critical audit of design and performance at a tertiary hospital”, the research article by J Alasdair Millar, Robyn C Silla, Glenda E Lee and Ann Berwick, in the 21 January issue of the Journal (Med J Aust 2008; 188: 95-99). The caption for Box 5 suggested that the difference in colour between the two medication charts could be seen. In fact, the Box was printed on a black and white page. The colour version of the figure is shown below. The web version of the article was shown in colour and required no correction. 5 Prescriptions for oxycodone in the PRN section of the national inpatient medication chart (top) and in the combined prescription panel in the Royal Perth Hospital chart MR246 (bottom) Successive doses are written horizontally in the national inpatient medication chart (NIMC) — a novel design feature — but vertically in MR246 (and all other pre-existing charts). Thus, each column represents a specific dose in the NIMC but a specific date in the displaced charts. The NIMC grid is cramped but entries consume more chart space, and time-related changes in the requirements for the drug are obscured, whereas in MR246 this is apparent by inspection. Note also alternate day shading in the MR246, which aids visual inspection, and the buff colour, which allows easy identification in case records. PRN = pro re nata (as needed).

J Alasdair Millar · Robyn C Silla · Glenda E Lee · Ann Berwick

Successful lung transplantation for adolescents at a hospital for adults

To the Editor: I read with interest the article by Morton et al, summarising their impressive results of lung transplantation in adolescents treated in an adult hospital.1 The authors state they “do not have an exclusion policy for patients suitable for LTx [lung transplantation] based on age or size criteria alone”, and refer small or very young children to overseas units. The accompanying editorial by Snell et al comments that a paediatric transplant unit would have too low a caseload (four to eight transplants per year) to ensure they deliver good results.2 I agree that large-volume units are desirable, yet of the 158 centres reporting adult lung transplantation to the International Society for Heart and Lung Transplantation, 59% averaged fewer than 10 lung transplants a year.3 While a Surgical Fellow at St Louis Children’s Hospital, Mo, USA (1996–97), I was part of the surgical team undertaking a transplantation operation on a 13-month-old ventilator-dependent infant referred from Sydney. He had an uncomplicated postoperative course, leading to early hospital discharge and early return to Australia. Over the ensuing 5 years, while I was in touch with the family, they travelled regularly to St Louis for follow-up, as local expertise in managing young lung transplant recipients was lacking. Referring families to overseas units may be a good, albeit extremely expensive, short-term solution, yet developing local expertise in the follow-up of these patients has to be part of this package, to ensure optimal management, referrals and dialogue with overseas transplantation centres. Such local expertise could provide the backbone of a future paediatric lung transplantation unit, preventing unnecessary deaths in this population. Although paediatric lung transplantation is challenging, results for isolated operations in children are similar to those in older age groups,3 so the “perception that the risk of undertaking LTx in children and adolescents does not warrant the reward”2 needs to be challenged. From 1990 to 2002, 190 children received transplants at St Louis Children’s Hospital (45% of them younger than 10 years), 30 of whom underwent living-related lung transplantation (generally reserved for patients too ill to wait for cadaveric lung transplants); although they were a higher-risk group, their survival statistics exceeded those of adult lung transplant patients.4 After all, a low case workload does not stop any of the four paediatric cardiac surgery units in this country from offering arterial switch operations. A local paediatric lung transplant follow-up service, perhaps attached to an adult unit, would be instrumental in optimising paediatric lung transplantation outcomes and could inform the debate on the pros and cons of setting up local paediatric lung transplantation services.

Monica C Robotin

Successful lung transplantation for adolescents at a hospital for adults

In reply: We were interested to read about Robotin’s insights gained from her experience at St Louis Children’s Hospital, which has one of the largest and most successful paediatric lung transplantation units in the world. We agree that development of local expertise in paediatric lung transplantation would be a cost-efficient means of offering optimum care to young Australians. Because the experience in lung transplants at St Vincent’s Hospital, Sydney, has grown, we would like to provide this service for younger recipients, but our centre lacks specific expertise and facilities for ongoing paediatric care. A dedicated paediatric ward with experienced nursing staff in a family-friendly environment is essential to meet world’s best practice in this area. There are many complications of the underlying conditions that might benefit from paediatric specialty expertise. Our experience emphasises that a close working relationship with the patient and his or her family is crucial, and that distance from the location of care delivery and ease of access to the primary treating team are important factors. Given the tyranny of distance, a single Australian centre would be inefficient. However, analysis of outcomes in adult centres shows superior results with increasing transplantation volume, so the concept of small stand-alone centres is not supported by evidence.2 Logistics dictate that linking paediatric services to existing adult services in Australia should improve long-term outcomes. Our data show that performing adolescent lung transplantation in a centre with proven expertise in adult procedures produces excellent results. We advocate provision of adequate funding and resources in all Australian transplantation centres to achieve optimum service delivery in paediatric lung transplantation.

Judith M Morton · Allan R Glanville

Successful lung transplantation for adolescents at a hospital for adults

In reply: We thank Robotin for her positive comments. We agree that the current successful lung transplantation outcomes for adolescents in Australia should be able to be extended to the whole paediatric population in due course.,2 The appropriate timing of the operation and peritransplantation management of young children with advanced lung diseases requires further consideration and debate.3 This should involve the existing lung transplantation services and specific committed paediatric institutions. However, we disagree that a very low caseload, with procedures performed in a number of institutions, is acceptable. On the basis of cost, training, staffing and political support, it is appropriate to concentrate the expertise. A solid case can be made for a national approach, supported by the Australian Government, with Nationally Funded Centre status. In time, this would provide solid paediatric expertise and access to lung transplantation, either in Australia, or even overseas, as appropriate, during the early evolution of such a program. The objective would be improved survival in children with severe lung disease while minimising the disruption and cost associated with young Australians and their families travelling internationally for lung transplantation care.

Gregory I Snell · Glen P Westall · Trevor J Williams

Health services administration Supplement 17 March 2008 Open Access

Health services under siege: the case for clinical process redesign

Health services across Australia are being challenged by rising demand caused by ageing populations, the high prevalence of chronic diseases and increasing patient expectations.1 Our public health services show many symptoms of strain, with growing queues and longer waiting times for access to care in emergency departments and for elective surgery. Here, we describe the emergence of a new and effective response to this situation. The global perspectiveThroughout the 1990s, health service models employed both in Australia and overseas had predicted a decline in demand for inpatient beds and an increase in demand for day-only beds and outpatient procedures in public hospitals,2 resulting in reductions in bed availability. However, in more recent years, the actual trend has been towards higher demand for inpatient beds. The number of older patients using inpatient hospital beds has increased to the extent that they now use about 50% of all inpatient bed-days (Tony Dunn, Director, Data Analysis and Performance Evaluation Branch, NSW Health, personal communication). In addition, the complex, chronic nature of many of the illnesses of older patients means that they stay in hospital longer (Tony Dunn, personal communication), increasing pressure on the availability of inpatient beds. Occupancy rates are over 95% in many hospital wards,3 placing pressure on bed access for elective surgery, resulting in regular postponement of elective surgery and lengthening surgery waiting lists. This is particularly the case in winter months when demand for inpatient beds is at its highest (Tony Dunn, personal communication). As well as delays in access to care, the challenges in ensuring safety and quality across the whole health care system are substantial. Worldwide, study after study has demonstrated that events compromising patient safety occur in around one in five to one in 10 of all hospital admissions.4,5 This compares poorly with contemporary industrial quality standards of 3.6 errors per million parts produced.6 The universally high incidence of events that compromise patient safety means that they cannot simply be attributable to individual failings or to the funding and structural characteristics of the health systems involved. NSW Health and Flinders Medical Centre (FMC) in South Australia, the locations in which the redesign work that is the subject of this supplement is occurring, are not alone in facing these challenges. The same problems have been identified in other health services in Australia,7 and overseas (eg, the United Kingdom, Ireland, the United States8-10). In the UK, the government has led a major program of reform to improve patient access to health services and to reduce adverse events. In 2001, it established the Modernisation Agency which developed approaches to redesigning health care delivery. Some of these approaches have been used in the programs developed by NSW Health and FMC. The Institute of Healthcare Improvement in the US10 promotes similar approaches to redesigning patient journeys in hospitals across the country. The situation in New South WalesNSW Health is the largest health service in Australia. It comprises eight Area Health Services (AHSs) across the state. In the 2004–05 financial year, it serviced a population of 6.9 million with an annual expense budget of over $11 billion, and with a full-time equivalent staff of about 93 000. In that same period, the service recorded 1.4 million public hospital admissions and two million visits to public hospital emergency departments (EDs).3 The public health system in New South Wales was showing clear signs of strain (Box 1). Before the introduction of the Clinical Services Redesign Program in NSW in 2005,11 congestion in hospital EDs had been growing, with resultant delays and difficulties for patients in accessing care. Many patients each day were being kept waiting on stretchers outside the ED for over an hour.12 Triage times for patients in the Australasian Triage Scale categories 3 and 4 are the best indicators of the efficiency of EDs, as patients in these triage categories account for the bulk of emergency presentations at EDs. The targets for these two categories had not been met before clinical process redesign initiatives in NSW public hospitals.12 In the years 2002–2005, ED patients who needed to be admitted to hospital experienced access block of 40%–50%, and reaching 60% in some hospitals — NSW Health’s target was less than 20%. An access block of 50% on an average winter afternoon in NSW public hospitals means that about 400 people are being kept waiting in EDs for admission. Patients were often admitted to inappropriate wards (ie, they were “outliers”, who are empirically observed to have a longer length of stay), which exacerbated access block in other parts of the hospital (Box 2). Patients in need of elective surgery procedures were often waiting longer than 12 months (10 000 patients in 2004), while those with cases classified as urgent by their surgeons were waiting longer than 30 days (4000 patients in 2004). Underlying all this has been the relentless pressure resulting from an ageing population. The proportion of people aged 65 years and older in NSW will increase from 13.6% to about 20% between 2006 and 2026,13 and demand for health services will increase accordingly. Although people aged 70 years and over represent only 9.7% of the population, they account for 41.6% of all public hospital use (Tony Dunn, Director, Data Analysis and Performance Evaluation Branch, NSW Health, personal communication). In conjunction with the ageing of the population, there will be future increases in the number of people with chronic diseases such as diabetes. For instance, the proportion of Australians with diabetes is expected to more than treble between 2000 and 2051.14 The situation at Flinders Medical CentreFMC is a 500-bed teaching general hospital in the southern suburbs of Adelaide. It provides the whole range of acute services required by a population of about 300 000 people. Smaller community hospitals and the private health care system also service that population. Within this de-facto consortium of care providers, the primary role played by FMC is the provision of time-urgent, complex care. Over 70% of patients who require an overnight stay are admitted as emergency cases, and over 40% of patients presenting at FMC’s ED are subsequently admitted.15 Before the launch of the Redesigning Care program in 2003,16 FMC was showing similar signs of strain and stress to those described above. However, the congestion within its ED was so severe that there was increasing evidence of a major problem with the provision of safe care within that department and elsewhere in the hospital. This provided a particularly powerful impetus for developing an improvement program. There are many repercussions for staff in a health system under this kind of strain. They struggle to maintain morale; they have high workloads; they often feel that they have limited or no control over their working conditions, and they lack the ability to make decisions. Root causes of these problemsThe growing demand for health care outlined above is external to health services, and is therefore beyond their control. Concentrating solely on the difficulty of external forces can simply induce a sense of helplessness that is unwarranted. Within health services, there are substantial opportunities to improve the safety, quality and accessibility of the care provided. Box 3 illustrates a typical patient journey through a hospital and shows the kinds of problems and disconnections between the components of care that interfere with the provision of an effective, well coordinated patient journey through the health system. Typical examples of the problems and disconnections follow. Poor communication, with care delivered in clinical “silos”, and miscommunication and adverse events usually occurring at the interfaces of these silos. Decisionmakers are often not able to be contacted as needed; for example, decision making for surgical patients in ED can often be delayed because surgical staff are busy in theatre. Poor alignment of activities; for example, delivery of a meal, a physiotherapist visit and an investigation all happening simultaneously. Imperfect alignment of laboratory and imaging services with patient requirements, and lack of a robust prioritised approach to laboratory workload to optimise overall hospital patient flow. Poor interface between specialist teams and ED staff. Staff not being rostered according to the requirements of patients. A typical example is the “9 to 5” rostering which still dominates for various staff in service areas such as ED, even when patient arrivals and the business of the ED peak in late afternoon to early evening. This mismatch of patient demand and staff supply results in minimal staff having to deal with maximal activity. This causes further frustration for staff, worsening of patient queues and increases the risk of adverse events. ED staff needing to “shop around” for an inpatient team to take responsibility for a patient (often older) who is difficult to “sell”. Lack of a common understanding by both staff and patients of the expected patient pathway and date of discharge, which inhibits better planning of preparatory work before discharge. Particularly problematic is the poor compliance with documenting an estimated date of discharge. This is compounded by senior nurses and registrars not being empowered to discharge patients. Processes for smooth discharge, such as preparation of discharge prescriptions, are often not well planned. For example, a junior doctor is called at late notice to write prescriptions for a patient ready for departure, but the doctor is busy with other tasks and does not complete the prescriptions until after the pharmacy has closed, thus resulting in a delay in the patient’s departure. Decision making in wards tends to happen only “9 to 5” Monday to Friday. Suboptimal processes for accessing services delivered in the community. Only certain professions, rather than the multi-skilled team, are authorised to perform the tasks required to “move the patient along”. All of these factors result in unnecessary delays in discharging patients from acute facilities into the community, causing a damming of patient flow “downstream” that exacerbates the “upstream” congestion in the ED. Traditional response to these problemsA common strategy for relieving the pressure on the health system generally focuses on creating new infrastructure (eg, more staff and more beds). However, this approach only provides temporary relief, and is unaffordable in the long term. Providing more beds will not remedy the disconnections described above, which have been exposed in the analysis of the patient journey during clinical redesign. Designing a process that ensures the essential steps in this journey come together like clockwork, and are simple for staff to follow, results in a significant increase in capacity in health systems. The “more beds” approach locks in the traditional service delivery models, which are often not appropriate given the changing nature of the population and its health problems. For example, inpatient care is often less appropriate for older people than well delivered community-based care. Optimal patient experiences are not solely dependent on bed availability. In NSW, the redesign program was introduced together with additional bed capacity as well as strong performance management to ensure improved outcomes, and this combination has worked well. At FMC there was no capacity added, but major improvements were still seen. Clinical process redesignA fresh view of the changing nature of the demand for health care services is clearly required. There needs to be a rethink of the best models of providing care to meet that demand, and to ensure that care is safe, effective, well coordinated and easy to deliver. Clinical process redesign is the approach used across the whole health system in NSW (through the Clinical Services Redesign Program, with implementation of its pilot solutions commencing in August 2004) and at FMC (through the Redesigning Care program, commencing in November 2003), resulting in major improvements to patient access and safety. OutcomesThe application of clinical process redesign in NSW Health and at FMC has greatly improved the delivery of care in the face of significantly increased demand. In NSW, emergency admission performance (Box 4) and the number of patients waiting more than 12 months for surgery (Box 5) have greatly improved, while death rates in EDs have fallen (Box 6). At FMC, there have been similar improvements in access to emergency care (Box 7). ConclusionThis supplement on clinical process redesign is being published to promote the effectiveness of this approach. The application of process redesign is continuing in NSW and at FMC because the task is not yet finished. However, we believe there is sufficient evidence that large-scale changes can be made in areas of service delivery that have been resistant to improvement for some time. In our view, continuous improvement through redesign has to be fundamental to the way we do business from now on. If management engage and work together with frontline staff, taking ownership of their processes and work environments, they can improve the way the system works for patients, as well as for staff. They can create well coordinated, efficient patient journeys, and make it easy for staff to provide safe and effective clinical care. The efficiencies they introduce and the adverse events they prevent will release funds for further investment in health care. New capacity will be needed over time, but it should be introduced to meet the needs of new models of care. In our experience, the most difficult phase of redesign is not identifying issues or designing new solutions; it is implementing those solutions and embedding the redesigned model into core business processes. It is not simply a matter of finding a new way, but of making that new way “the way we do things around here”. Subsequent articles in this supplement outline the methods of clinical process redesign, its application to both unplanned and planned arrivals at NSW hospitals, the use of an approach known as “lean thinking” in the redesign process at FMC,15 and important aspects of implementing and sustaining change in health care. 1 A patient’s story Edna was a reasonably active 78-year-old woman with diabetes, vascular disease and congestive cardiac failure. She presented to a large teaching hospital emergency department (ED) with confusion and mild fever that was eventually diagnosed as urinary tract sepsis. It took over 18 hours for her condition to be assessed and treatment commenced in the ED, and for an inpatient team to accept responsibility for her care. During Edna’s time in the busy ED she had to stay on a bed in a corridor and was difficult to manage because she was confused and kept trying to get out of bed. During her time in hospital Edna’s diabetes became uncontrolled, and she developed a pressure ulcer. She ended up staying in hospital for over 6 weeks. We believe Edna is indicative of the type of patients who are increasingly becoming the core work of our EDs and hospitals. Her story is typical of the delays and the adverse events which arise from the poorly designed systems which underpin the delivery of clinical care. 2 Overcrowding stemming from the emergency department In a typical teaching hospital in New South Wales, average occupancy rates were 98% before redesign began. Patients requiring admission from the emergency department were frequently sent to the next available bed despite it not being “owned” by the appropriate specialty team. On average, 30% of the patients in the surgery ward had non-surgical complaints (ie, were “outliers”) and not only acted as a barrier to the admission of elective surgical patients, but, as outliers, had a 36-hour longer stay than if they had been in the appropriate ward. 3 Problems and disconnections identified along a patient journey ED = emergency department. * Patients admitted to an available bed in a ward that is not the designated ward for their condition. 4 Emergency admission performance* in New South Wales hospitals, 1995–2007 ED = emergency department. CSRP = Clinical Services Redesign Program. * Percentage of patients admitted through the ED who egress from the ED within 8 hours. 5 Number of patients waiting > 365 days for surgery in New South Wales hospitals, January 2005 to June 2007 6 Number of deaths per 10 000 attendances in New South Wales public hospital emergency departments, July 1999 to June 2007 CSRP = Clinical Services Redesign Program. 7 Patients who presented, and those who did not wait for treatment at Flinders Medical Centre emergency department, January 2001 to April 2007

Tony J O’Connell MB BS, FANZCA, FJFICM · David I Ben-Tovim PhD, MRCPsych, FRANZCP · Brian C McCaughan FRACS · Michael G Szwarcbord BSc, BSocAdmin, FAIM · Katherine M McGrath FRCPA, RCPA, MRACMA

Health services administration Supplement 17 March 2008 Open Access

Patient journeys: the process of clinical redesign

Clinical process redesign is the application of process redesign and change management to health care. Importantly, clinical process redesign starts with the patient-eye view. Modern hospitals and health services are organisationally complex entities,1 employing several thousand staff working in professional, functional and geographic groups. Each group has an internal, usually hierarchical, structure, and orientates its work by the views held within its dominant professional or organisational membership. Groups cherish their autonomy, so that medical or surgical divisions view the world from their medical or surgical perspective. Patients, however, move horizontally across hospitals (Box 1). Their journeys take them from unit to unit, receiving care from different groups as they go. The patient is the only person who sees the whole journey. Staff only see the component for which they are responsible, and no single staff member oversees all the steps in a patient’s journey. The result is that poor coordination of the patient journey is common. The traditional approach to solving the problems of health care is to ask each department within a health service to address the problems in their area. However, this cannot solve problems which result from poor overall design of clinical processes and disconnections between the stages of the patient journey that cross multiple departments. Clinical process redesign is concerned with improving patient journeys by making them simpler and better coordinated. It does not have an impact on the actual clinical care provided at the different stations along the way. Clinical process redesign — what’s different?Process mappingIn clinical process redesign, problems are analysed from the perspective of the patient’s journey. This is defined as the end-to-end sequence of all the steps required to provide clinical care for a patient. Because the entire journey is considered, attention is paid to support groups and clinical groups that might otherwise be overlooked. To understand all of the processes involved, the journey must be mapped in detail. Mapping makes all the steps that make up the journey visible to everyone involved. It engages staff in understanding the journey end-to-end, and in owning any problems that emerge. Mapping can be done in different ways — by the team together documenting the patient journey step by step, or by a series of interviews and “tag-alongs”, where a staff member travels with a patient and documents his or her journey. In either case, the steps of the journey are made visible, and this visibility drives the redesign process. Mapping the patient journey needs careful planning and facilitation to prevent the “blame game” (ie, each group blaming other groups for the problems within the journey).2 The first rule of a mapping session is that it must record what the process is, not what people think it should be. Subsequently, the views of individuals need to be confirmed with data in order to distinguish between rhetoric and fact. Mapping reveals poor coordination between the steps in patient journeys, and where additional steps have been added over years in an effort to make a dysfunctional system work. Mapping demonstrates problems in patient journeys in a way that cannot be disputed, and focuses the group on solving the root causes. It enables groups who work side by side to appreciate the contribution each makes to the whole journey rather than blaming each other when difficulties occur. Finally, when it becomes clear how complex and cumbersome many journeys have become, mapping generates “permission to change” from all involved — this is a vital ingredient in clinical process redesign. The mapping process and redesign process should be short. The NSW Health method (the Clinical Services Redesign Program) allows, on average, 12–16 weeks for the whole process of mapping, solution development and implementation planning. Involving staffA crucial feature of the mapping process is to bring together all the key groups and individuals who are critical to improving the clinical processes. Frontline clerical staff, porter and cleaning staff, junior nursing and medical staff are as important in this as senior consultants and nurse managers. Mapping sessions must occur at times and places that make it easy for clinicians to attend. Personal approaches by senior management and presentations to state-level leadership groups such as clinical networks or councils are important to achieve full and active participation of influential clinical leaders. It may be necessary to fund “back-fill” replacements for staff or to pay visiting medical officers, general practitioners or patients to ensure their attendance. When necessary, senior management must send the message that change is inevitable: “The process will proceed with or without you. This is your chance to make it work for yourself, your colleagues and patients.” It is important to highlight the importance of clinician input while demonstrating that the redesign work will not be held hostage to individual preferences or resistance. Managers need to preset the parameters for solutions and participate in the process to ensure that solutions are practical and affordable. When clinicians and other staff do engage, the redesign solutions must be implemented to reinforce the benefits of participation and overcome latent cynicism about the possibility of effective change. Involving patientsPatients who make the journeys are the only ones who can identify the problems from their perspective. The experiences of patients and carers need to be captured in the mapping stage, and patients and carers must also participate in solution design. This can be through combined staff–patient working parties, or by having separate consumer working parties. In more recent projects in New South Wales, each redesign team has been asked to interview 10 patients and carers about their experiences and analyse their stories for themes reflecting the eight dimensions identified by the Picker Institute.3 The redesign teams then use this information to design their solutions, and remeasure the patient and carer experiences at a later date to ensure there have been sustained improvements. Questioning the status quoRedesigning the cumbersome and frustrating processes underpinning clinical care that are revealed by mapping requires a robust debate about a number of issues, including: why a particular step occurs; what can be changed; what steps really add value and have an impact on patient outcomes; and what steps do not add value and can be eliminated. We need to question in whose interest the current system is organised. Processes are often organised around traditional staff roles or to compensate for equipment inadequacy, rather than to serve patients’ needs. In the example in Box 2, the step of paging the equipment officer did not add value and was easily changed. While allowing nurses to order an x-ray in a case of suspected fracture will reduce patient delays, it will provoke debate, and will only be supported if the patient perspective takes priority over entrenched practices. These kinds of debates are an essential part of the education of staff as to why the changes should be made. The best criterion to diffuse disagreement is “if this was your mother, what would you want to happen?”. The patient journey perspectiveThe mapping process also facilitates moving the focus from the part of the patient’s body that is affected, or the professions involved in the patient’s care to that of the horizontal journey, and allows new groupings related to the process or journey to emerge. “Patient-care families” are groups of patients whose journeys share many of the same process steps, even though the specifics of their clinical care may differ. The article in this supplement from Flinders Medical Centre (FMC) (→ Redesigning care at the Flinders Medical Centre: clinical process redesign using “lean thinking”) describes an approach to clinical process redesign that is centred on patient-care families and the development of streams of care (or value streams) for designated patient-care families.4 Redesign may challenge conventional wisdom. For some years, Australian emergency departments (EDs) have used the Australasian Triage Scale5 to prioritise the order in which patients are seen so that patients are attended to in triage order, rather than the order of presentation. Clearly, this makes sense in relation to critically ill patients. However, it leads to patients in lower triage categories having extended waits. At the FMC ED, staff allocate a triage category to all patients, identifying the relatively small number of patients with time-critical threats to life and limb who take priority. All other patients are seen in order of arrival, no matter what their allocated triage category. They are divided into those who are likely to go home directly from the ED, and those likely to be admitted, with each group being seen by a different team of doctors and nurses. This approach has improved access to care and reduced overall waiting times in the ED without compromising the care of the critically ill.6 The move away from the strict use of the triage scale is quite confronting to many staff, and sustaining such changes requires committed leadership and ongoing monitoring. Applying the clinical process redesign methodNSW Health — the Clinical Services Redesign ProgramNSW Health piloted clinical process redesign in one hospital (John Hunter in Newcastle) in 2002, and implemented it in 10 Sydney hospitals (Westmead, Nepean, Prince of Wales, Liverpool, St George, Canterbury, Royal North Shore, Gosford, Campbelltown and Wollongong in the financial year 2004–05). After significant success at most sites, the NSW Government funded a 3-year, statewide program. At its peak, the Clinical Services Redesign Program (CSRP) included 75 separate redesign projects in 60 hospitals (Box 3). More details of redesign projects in 23 hospitals and their outcomes are to be found in the appendix to this supplement. A program office was established in NSW Health to manage the CSRP. In addition, four senior managers were appointed within NSW Health to liaise regularly with Area Health Services (AHSs), in which program offices were also established to coordinate programs at the local level and liaise centrally. The CSRP relied on the involvement of frontline staff to participate in projects, and funding was available to release staff to the redesign program full-time. AHSs were set ambitious targets for performance and a regular monitoring system was established for reporting all results across the state, including monthly meetings between chief executives and the health department to discuss performance. Impact was maximised by linking AHS performance to additional funding for beds and elective surgery. A panel of national consulting firms (Accenture, KPMG, PricewaterhouseCoopers and PA Consulting) was retained to provide expert advice to AHSs on undertaking process re-engineering and to facilitate redesign working parties. The firms also assisted in coaching local hospital managers to give them the skills necessary to implement the solutions. They brought a range of business process redesign and re-engineering methods to the CSRP, including “lean thinking”, “six sigma” and the “theory of constraints”.7-9 Staff appreciated the neutrality of external facilitators who were often able to overcome territorial behaviours. Knowledge management was a key part of the program. It was facilitated by regular meetings of senior executives and clinicians, and by workshops on tackling common problems. The program office presented redesigned models of care in easy-to-grasp formats and regularly broadcast and celebrated successes in redesign. The new models of care were accompanied by implementation toolkits available on the Australian Resource Centre for Healthcare Innovations website.10 In addition, the Human Services Network, developed by the NSW Government,11 was used for establishing communities of common interest. The NSW Minister for Health and the Director-General of Health regularly visited sites to review progress and maintain senior executive focus on the outcomes of redesign. Clinician leadership was highly visible through various state-level priority taskforces. Flinders Medical Centre — the Redesigning Care programThe FMC Redesigning Care program is described in more detail in a subsequent article in this supplement (→ Redesigning care at the Flinders Medical Centre: clinical process redesign using “lean thinking”).4 It was initiated after an aggregated root-cause analysis of a series of disturbing patient events indicated a major breakdown in the capacity to provide safe care in the ED and elsewhere in the hospital. This prompted the search for an effective improvement strategy. Lean thinking, with its emphasis on methods for looking at end-to-end processes, the creation of flow, the value of patient time and staff expertise, and the recognition that activities which did not add value to patient outcomes were potentially wasteful,7 approved a good fit with the underlying values of the organisation. A small team of clinicians and senior managers learned about lean thinking by linking with local and international experts through Lean Enterprise Australia12 and the global Lean Enterprise network, and by contact with staff from the School of Management at the University of South Australia. A program governance group involving senior clinicians and managers, which reported to the FMC hospital management executive, ensured that the Redesigning Care program worked across the whole hospital and was viewed as a major program. ImplementationBox 4 outlines the stages involved in redesign programs. It reflects the generic approach arrived at independently by NSW Health’s CSRP and the FMC Redesigning Care program, although specifics vary between settings. Initially, the set-up phase involves deciding issues such as the overall scope of the project, the make-up of the redesign team, and the choice of performance indicators. In the diagnostic phase, the mapping of the patient journey identifies the disconnections and facilitates a diagnosis of the problem being tackled, with impressions being confirmed by direct observation and data when relevant. That phase will usually point to a variety of solutions which have the potential to improve flow, increase safety and improve the quality of the processes. Once the redesign solutions are agreed (and this can involve decisions about “hard” territorial issues, such as reallocation of beds between units), they need to be implemented. It is this step of the process that is, by general agreement, the most difficult. If the solutions are novel, they will require considerable skill in implementation, combining project management skills with managing the human dimension of change in a complex hospital structure (see Box 4). This demands a new skillset for health managers who have previously operated in a “command and control” atmosphere. Redesign programs rely on energetic management. The implementers may need coaching in change management and project management techniques, and added support for their increased workload. Managers and staff involved in process redesign also require high-quality, real-time information. Data identifying the nature and extent of problems and evidence of improvements provide the strongest tool with which to engage clinicians in the change process. ConclusionProviding high quality, efficient health care cannot be accomplished without the time and effort required to bring staff together to examine the process of care delivery. The staff need to see the patient journey as a whole. Training and communication with staff about how to undertake clinical process redesign are investments that will ensure the continuing development of improved processes that work for patients and staff alike. 1 Hospital organisation and the patient journey* * Patients move horizontally through a sectional and hierarchical organisation. 2 Mapping a process in the emergency department (ED) In one mapping session in an ED it became clear that an equipment officer had been appointed to distribute patient equipment, including crutches. That officer had to be paged by the nurses before crutches could be dispensed. However, the officer was rarely available immediately. Thus, there was usually a delay, after which the crutches were given out by the ED nurses. It was a simple and effective change to allow ED nurses to dispense crutches directly. 3 Scope of the Clinical Services Redesign Program in New South Wales Location: All NSW Area Health Services (metropolitan, regional, rural) plus statewide projects, including the NSW Ambulance Service Funding: Total over 3 years: $70 million Focus issues: Emergency departments, surgery, patient flow, mental health, cardiology, discharge planning, diagnostics, aged care, chronic care, management support Number of projects: 75 Number of hospitals: 60 Time investment: Over 1200 weeks of full-time project activity, including external expertise 4 The phases of clinical process redesign Program management and communication and change management are an essential and ongoing part of clinical redesign.

David I Ben-Tovim PhD, MRCPsych, FANZCP · Melissa L Dougherty BA(Psych)(Hons) · Tony J O’Connell MB BS, FRANZCA, FJFICM · Katherine M McGrath FRCPA, RCPA, MRACMA

Health services administration Supplement 17 March 2008 Open Access

Clinical process redesign for unplanned arrivals in hospitals

Australian public hospital emergency departments (EDs) have recently been experiencing an overwhelming growth in demand for unplanned care: in New South Wales ED attendances are up 6.5% (Tony Dunn Director, Data Analysis and Performance Evaluation Branch, NSW Health, personal communication). The most obvious sign of this is a queue of patients on ambulance trolleys, waiting for a bed in the ED. The challenges facing Australian EDs have been described previously in this Journal, and include lack of access to inpatient beds, workforce deficiencies,1 safety issues,2 increased mortality,3,4 and inefficiencies that compound each other. The volume of demand for beds for patients being admitted from the ED often also resulted in a destructive impact on elective surgery.5 We have carried out system-wide redesign in over 60 NSW hospitals (through the Clinical Services Redesign Program) and at Flinders Medical Centre in South Australia (through the Redesigning Care Program) to tackle these issues. The diagnostic phase of our redesign work confirms these previously reported observations, and includes other findings, such as: ambulatory patients were complaining that little information is given about reasons for their long waits or how much longer they will have to wait; patients’ uncertainty and frustration is often expressed by anger and aggression toward staff, or by not waiting to be seen by a doctor; patients in an ED who needed to be admitted to hospital sometimes waited days before being transferred to a ward; patients were often not admitted to their specialist team’s home ward; staff in busy EDs often felt under siege, and there was a mind-set among hospital management and ED staff that if the ED is very busy, the best response is to reduce patient demand by not accepting ambulances, rather than to improve internal hospital processes; when one hospital is busy, so are most hospitals in the vicinity; the overall pattern of presentations to EDs is surprisingly predictable when analysed by season, day of week or hour of day (eg, hospitals are most often congested on Monday afternoons as occupancy peaks because of the combination of elective arrivals, ongoing emergency arrivals and the delayed departure of inpatients because the rate of discharge at weekends is reduced); and congestion in ED is contributed to by inefficient flow of patients through the entire hospital, as well as inefficiencies within the ED. Clearly, an annual growth in hospital ED demand across Australia of about 5%–8% per year (Tony Dunn, Director, Data Analysis and Performance Evaluation Branch, NSW Health, personal communication) cannot be accommodated by ambulance diversion. Previous explanations for the challenges in EDs have focused on a lack of inpatient beds and workforce deficiencies. While these clearly contribute, our redesign work has identified numerous correctable issues which, when addressed, permit substantial improvements in performance with modest increases in bed capacity and workforce. Examples include such mundane issues as the mismatch of staff rosters to patient attendances and the predictable adverse impact of junior medical staff term rotations. Time-consuming processes within emergency departmentsIncreasingly, patients in EDs are older6 and frail, with multiple problems that take many hours to assess. Such patients can be hard to place with medical teams, which have become increasingly specialised around single-organ diseases. Teams may not feel confident outside their subspecialty and may be reluctant to accept the patient. Another large patient group is people with chest pain, who are managed under treatment protocols that require them to wait many hours for tests to exclude a cardiac cause. Patients of all kinds are often assessed first by junior medical staff, who then present the problem to registrars and then to ED specialists. Thus, decisions about treatment can be delayed for hours. Once assessed by ED staff, patients often need further assessment by specialty teams who may be unable to attend immediately because of other commitments. Patients also wait in the ED for test results while diagnostic departments process samples from all parts of the hospital, and patients from the ED are not necessarily given priority. Problems in the wardsOur diagnostic work during the redesign of patient flow through hospitals confirms that congestion in ED is exacerbated by systematic failure to manage the processes and rate-limiting steps involved in patient progress through the hospital. Typical examples include: the often haphazard nature of discharge planning; the dependence on visits by medical staff for decisions, despite the routine nature of most patient journeys; the lack of a shared understanding among staff, patients and carers of the likely patient trajectory; and the compounding impact on the incidence of adverse events and increased length of stay if patients aren’t nursed in their “home ward”. Clinical redesign solutions: a whole-of-ED management systemOur experience is that redesigning patient journeys makes it possible to improve flow for all three major patient groups presenting at EDs — those who don’t require admission, those requiring only a short admission, and those requiring a longer admission. Preventing unnecessary hospitalisationA large number of patients who have historically stayed in hospital for only 1–2 days have conditions such as cellulitis, deep vein thrombosis and community-acquired pneumonia that are amenable to safe management in the community using “hospital in the home” models.7 Home-based care can also be preferable for older people, who often become confused and debilitated in hospital. Other advantages of community-based care include the reduced risk of hospital-acquired complications, and that such care can replace the final portion of an otherwise longer hospital stay. Smoothing the load before arrival at hospitalLoad levelling between EDs can be significantly improved by introducing ambulance case-distribution algorithms to minimise clustering of ambulances at any one ED. This removes the concept of bypass, replacing it with the concept of each hospital accepting the expected load from its community and having plans in place to handle surges in demand. When specialty service availability is also factored into the distribution algorithm, this load levelling ensures that patients are taken to a hospital that will provide the necessary services in a timely manner. This approach requires regional planning. We believe its introduction as part of system-wide redesign in metropolitan NSW has been a significant contributor to reduced ambulance response time despite rising demand. Implementing solutions for patients who do not need admission: streamingIn NSW in the 2005–06 financial year, 40% of patients admitted to public hospitals came through EDs (Tony Dunn Director, Data Analysis and Performance Evaluation Branch, NSW Health, personal communication), and these patients are demanding on ED staff time. However, the number of patients attending EDs is over 2 million per annum in NSW, and 77% are not admitted (Box 1). Redesigning pathways for this large group is potentially very beneficial, as moving them quickly through the ED can reduce congestion and frustration and improve the safety of care. A number of care models have been used in NSW to achieve this effect, such as “fast track zones”, advanced practice nurses, and rapid assessment teams. Fast track zones stream patients with conditions of lower urgency or complexity, especially those who are ambulatory, into a separate zone of the ED where they are attended by a separate group of ED staff. Having experienced staff in this zone permits rapid decision making and faster handling. Medical staff can be supplemented in this model by nurse practitioners and experienced physiotherapists (used at Liverpool Hospital for minor musculoskeletal conditions), who are able to efficiently and independently manage a large subset of these patients and achieve high patient satisfaction.8 Protocol-based nurse-initiated ordering soon after patient arrival has reduced time to analgesia and decision making. Rapid assessment teams permit assessment, diagnosis and simple treatments to begin soon after the patient arrives. At John Hunter Hospital, ED patients are directed into one of three streams: high acuity/high complexity; low acuity/high complexity; or fast track (low acuity/low complexity). The groups are allocated to separate teams. There have been improvements in access block and triage time and a reduction in ED length of stay for both admitted and discharged patients. At Flinders Medical Centre, patients who present to the ED have been streamed into two broad categories — those most likely to go home and those most likely to need admission. These groups are treated within two separate areas of the ED by distinct staff. Except for patients with time-critical presenting problems, patients are seen in their order of arrival rather than by triage category. This simple approach has resulted in improved access for both groups of patients and has reduced the rate of adverse events. Implementing solutions for patients requiring short admissions (less than 48 hours)Many patients require only a relatively short inpatient period of monitoring once their initial assessment and treatment has been completed. Ten per cent of ED attendances in NSW result in a hospital stay of less than 48 hours (Box 1). A number of hospitals have established wards where short-stay patients are managed together, grouped by their likely duration of stay or other characteristics. This can improve the quality of the patient experience and reduce time spent in hospital. Very short-stay units, such as 12–24-hour wards adjacent to EDs and managed by ED physicians (emergency medical units or short stay observation units) are now common. Wards with stays up to 48 hours managed by inpatient services have also been established. At the Flinders Medical Centre, a short-stay ward for patients whose predicted length of stay is less than 72 hours cares for both medical and surgical patients in the same ward. That one ward now manages around a quarter of all adult overnight, emergency admissions. Short-stay wards work well when care is straightforward, protocols for common conditions are well developed, and nurses are empowered to advance patients to the next step in their treatment pathways once agreed criteria are met. The most important feature of these wards is the mindset for patients, their carers and staff that the patient will stay only the designated time period. This drives the development of good systems to standardise and coordinate care pathways and avoid delays so that patients can be transferred to the next stage of their journey in a predictable process. Short-stay wards can be better places than the ED for patients who need a prolonged period of investigation, assessment or monitoring before the decision is made as to whether they need to be transferred to a specialist team. Implementing solutions for patients requiring longer admissionsThe challenge for hospitals in managing patients who stay more than 48 hours is to guarantee processes that support smooth flow through the hospital from presentation to discharge, with minimal waste of time and effort. In NSW, 13% of ED attendances result in hospital stays longer than 48 hours (Box 1). The following clinical process redesign solutions have been found to enable a faster, safer, more efficient patient journey through the hospital. Solutions relating to the EDElectronic ambulance arrivals boards, linked to ambulance control rooms, can alert ED staff to imminent arrivals and to pending surges in demand. Use of non-clinical staff, a better staff skill mix and clearer allocation of roles according to skills can allow tasks to be performed by the appropriate category of staff, thus freeing more highly trained staff for tasks that only they can undertake. Identifying a manager who is responsible for overseeing patient flows in the ED and redistributing workloads or activating escalation plans at peak periods. For a complex system such as an ED to function well in the face of high and fluctuating levels of demand, staff need a clear chain of command. Solutions relating to the wardsProcesses in the wards that “pull” patients who need admission out of the ED to the wards, rather than waiting until there is an overflow in the ED causing a “spill” or “push” of patients from the ED to the wards. This requires cooperation between nurse unit managers to facilitate transfer of patients. Regular review and modification of bed allocations to minimise “outlier” patients (those in a ward that is not the designated ward for their condition). This is an essential step, although often contentious, as number of beds is seen to equate to the status of a unit. It benefits clinicians by reducing time spent travelling between wards, and ensures skilled teams who are familiar with the patient’s disease manage the patient. The benefits to patients include a better journey and higher quality care with reduced errors and fewer delays. A daily morning ward meeting, led by the nurse manager, where medical, nursing and allied health staff meet for a short focused discussion of each patient. The patient’s journey is reviewed to determine what needs to happen next, and who will do what, by when. This ensures better coordination, and that clear work plans are made for the day, thus reducing the number of frustrating telephone calls to gather and share information. Information technology solutions such as a hospital electronic bed board have also been found to be effective. They provide bed managers and nurse unit managers with a clear picture of pending emergency and elective demand, and of available capacity. We have introduced electronic bed boards in over 100 hospitals in NSW. Universal discharge planning, with all patients having an estimated date of discharge from the time of admission. This allows better preparation for discharge, ensuring all referrals have been prepared, medications are ready, and carers are prepared to receive the patient at home. Solutions relating to the whole hospitalAdmission rules to guarantee that all patients (especially those who have complex, multiple problems) are rapidly allocated a specialist. Clear rules about how ED staff will communicate with in-patient teams (including accountability for decisions about patients) and commitment from inpatient teams to rapidly attend the ED as needed. Direct admission to the appropriate specialty ward for patients with chronic disease who are well known to the hospital. This avoids patients having to wait and repeat their complex medical history and ensures they are treated by the team who know them. Access to accurate, current data for clinical staff and hospital managers to interpret patient flows through the hospital. Real-time analysis of performance and the ability to establish the root causes of patient flow blockages are crucial. Having a patient flow unit reporting to an accountable senior manager is an important component of a well managed system. More efficient communication between teams through the use of mobile phones and other new technologies, thereby delivering the right care to patients in a timely manner. This improves patient flow and also reduces staff frustration. ResultsOverall statewide performance on emergency access key performance indicators (KPIs) has “turned around” since the implementation of the Clinical Services Redesign Program commenced in NSW in August 2004. Performance for the three most challenging KPIs, emergency admission performance (percentage of patients admitted through the ED who egress from the ED within 8 hours), triage 3 performance (percentage of patients in triage category 3 whose treatment is commenced within 30 minutes of arrival), and off-stretcher time (percentage of patients moved off an ambulance stretcher into an ED bed within 30 minutes of arrival) had been progressively deteriorating before the implementation of solutions arising from redesign in August 2004. Since the Clinical Services Redesign Program was implemented, performance has been improving, as shown in Box 2, Box 3, and Box 4. These results are not just a one-day snapshot; they reflect millions of ED attendances throughout NSW, rising to over 1.8 million attendances in the final year represented in each graph. Importantly, they highlight how NSW performance in all three parameters was previously progressively deteriorating until redesign commenced. The performance of a sample of 19 NSW hospitals (including the 10 with the busiest EDs) that underwent redesign of emergency patient flow is detailed in Box 5, showing that even in the face of rising demand (of between 5% and 27%), performance improved or was maintained in 52 of 57 instances for the three KPIs presented. ConclusionIn the face of rising demand, redesign of clinical processes in hospital wards as well as within EDs is essential for improving patients’ access to emergency care. By setting hospital bed capacity at an appropriate level, raising the awareness of and accountability for performance indicators, and redesigning the processes that underpin clinical care and the patient’s journey, we have found that poor performance can be turned around across an entire state and this improvement can be sustained. 1 Disposition of patients from New South Wales emergency departments Data covers 1.7 million NSW public emergency department attendances in the 2005–06 financial year. Source: Tony Dunn, Director, Data Analysis and Performance Evaluation Branch, NSW Health, December 2007. 2 Emergency admission performance* in New South Wales hospitals, 1995–2007 ED = emergency department. CSRP = Clinical Services Redesign Program. * Percentage of patients admitted through the ED who egress from the ED within 8 hours. 3 Triage 3 performance* for New South Wales hospitals, 1995–2007 CSRP: Clinical Services Redesign Program. * Percentage of patients in triage category 3 whose treatment is commenced within 30 minutes of arrival. 4 Off-stretcher times* for New South Wales hospitals, 2002–2007 CSRP: Clinical Services Redesign Program. * Percentage of patients moved off an ambulance stretcher into an emergency department bed within 30 minutes of arrival. 5 Emergency performance indicators in 19 New South Wales hospitals for the financial years 2004–05 to 2006–07 Demand increases (%) Outcomes (percentage point change*) Hospital ED attendances Admissions through the ED EAP Triage 3 Triage 4 St George ↑ 18% ↑ 16% ↑ 16 ↑ 23 ↑ 19 St Vincent’s ↑ 26% ↑ 29% ↑ 11 ↓ 3 ↑ 4 Prince of Wales ↑ 18% ↑ 25% ↑ 13 ↑ 17 ↑ 13 Sutherland ↑ 20% ↑ 28% ↑ 22 ↓ 2 ↑ 10 Wollongong ↑ 18% ↑ 16% ↑ 20 ↑ 24 ↑ 16 Royal North Shore ↑ 18% ↑ 18% ↑ 5 ↑ 3 ↑ 5 Bankstown ↑ 27% ↑ 13% ↑ 34 ↑ 8 ↑ 16 Concord ↑ 19% ↑ 6% ↑ 24 ↑ 4 ↑ 9 Campbelltown ↑ 27% ↑ 6% ↑ 2 ↑ 14 ↑ 12 Liverpool ↑ 22% ↑ 45% ↑ 10 ↑ 21 ↑ 16 Royal Prince Alfred ↑ 20% ↑ 34% ↑ 12 ↑ 14 ↑ 8 Tweed ↑ 5% ↑ 43% ↓ 12 ↑ 5 Steady The Children’s Hospital at Westmead ↑ 22% ↑ 16% ↑ 9 ↑ 21 ↑ 23 Blacktown ↑ 18% ↑ 11% ↑ 18 Steady ↑ 5 Newcastle Calvary Mater ↑ 16% ↑ 20% Steady ↑ 4 ↑ 4 John Hunter† ↑ 12% ↑ 18% ↑ 21 ↑ 30 ↑ 32 Gosford ↑ 9% ↑ 6% Steady ↑ 7 Steady Westmead ↑ 24% ↑ 23% ↑ 11 ↑ 31 ↑ 28 Nepean ↑ 22% ↑ 21% ↑ 12 ↓ 3 ↑ 4 ED = emergency department. EAP = emergency admission performance (% of admissions through ED who egress from the ED within 8 h). Triage 3 is the percentage of patients in triage category 3 whose treatment is commenced within 30 minutes of arrival. Triage 4 is the percentage of patients in triage category 4 whose treatment is commenced within 60 minutes of arrival. * Percentage point change (eg, improvement from 63% to 75% is ↑ 12). † John Hunter outcomes data cover the period commencing in 2002, as redesign commenced earlier in this hospital. Source: Tony Dunn, Director, Data Analysis and Performance Evaluation Branch, NSW Health, December 2007.

Tony J O’Connell MB BS, FANZCA, FJFICM · Jane E Bassham RN, BN · Rod O Bishop BSc(Med), MPH(Hons), FACEM · Christopher W Clarke PhD, LLM, FRACP · Carolyn J Hullick BMed, DipPaed, FACEM · Diane L King MB BS, FACEM · Carmel L Peek RN, BHA · Raj Verma BSc, GradDipBus · David I Ben-Tovim PhD, MRCPsych, FRANZCP · Katherine M McGrath FRCPA, RCPA, MRACMA

Health services administration Supplement 17 March 2008 Open Access

Applying clinical process redesign methods to planned arrivals in New South Wales hospitals

Lack of focus on the need to balance the hospital resources required for both emergency and planned demands often leads to emergency patients taking precedence in being admitted, and the resultant cancellation of planned admissions. This had been the situation in the New South Wales health system for many years. The interminable increase in the waiting list size is the inevitable consequence. Over the past few decades, advances in technology in both surgery and anaesthesia have facilitated shorter lengths of stay in hospital for patients undergoing planned procedures. Many patients require only a few hours in hospital, or a stay of less than 24 hours. Much of the growth in demand for surgery could be accommodated by more use of day-only or extended day-only models of care. The previous article in this supplement (→ Clinical process redesign for unplanned arrivals in hospitals) discussed redesign solutions for unplanned arrivals at hospitals.1 Here, we will consider the application of the Clinical Services Redesign Program to planned arrivals in NSW hospitals. Diagnosing the problems with planned arrivalsA number of factors contributing to the problems resulting from planned arrivals have been elucidated in the diagnostic phase of the redesign method. They are discussed in the following sections. Pattern of planned arrival flowsAs the previous article in this supplement (→ Clinical process redesign for unplanned arrivals in hospitals) shows, unplanned hospital demand is predictable over time, and the degree of randomness or variability is relatively small.1 On the other hand, analysis of the planned hospital demand over time commonly shows large variability in the patient flows on a daily basis. Planned arrivals are largely scheduled to suit clinician preference rather than being spread evenly across the full working week. The result is a high planned patient load early in the week and a lighter load at the end of the week. Unfortunately, the unplanned demand also peaks at the beginning of the week because of a reduced discharge rate at weekends. Smoothing out the variability in the scheduling of planned arrivals will reduce this potential source of capacity stress in hospitals and will improve the overall ability of the hospital to deal with the natural variability of arrivals.2,3 Managing planned arrivalsNSW hospitals have lacked a purposeful approach to managing the demand for planned surgical procedures. An essential component of managing any system is information about internal and external influences to make it possible to track and predict changes in demand. To date, good management information (eg, waiting list profiles, theatre session utilisation lists) has not been readily available to managers or staff. Waiting list control and managementCategorising patients on the waiting list requires more precision than has previously been used. The categories used are: Category 1 (admission desirable within 30 days); Category 2 (admission desirable within 90 days); and Category 3 (admission desirable within 365 days). Placing large numbers of patients in Category 1 (considered “urgent”) places considerable stress on the system to schedule their surgery within 30 days; this inevitably increases waiting times for patients not in the urgent category. Patients are prioritised on a waiting list in order of urgency, but they frequently have their surgery performed in a more random order based on clinicians’ preferences related to their operating theatre (OT) lists. This queue jumping leads to longer waiting times for many patients. In NSW, the number of patients waiting more than 12 months for planned surgery had continued to increase between 1995 and 2004, reaching an unacceptable level of 10 551 patients in January, 2005. Operating theatre and procedure room utilisationEfficient preadmission and OT processes are necessary to avoid cancellation of planned procedural or operative interventions. Cancellation rates resulting from bed unavailability, patients being medically unfit or not arriving, and emergency surgery load were 10%–15% in some facilities. The resultant financial cost to the system of a fully staffed and equipped OT remaining idle is considerable, and patients and their families bear a significant social and financial burden (Box 1). Applying clinical services redesign to the planned patient journeyThere are multiple steps in the redesign of the journey for a patient being admitted for a planned procedure. The main components for the redesign of the planned patient journey, whether for a short stay or a more prolonged admission, are shown in Box 2. This simple schema covers the patient journey from referral through to discharge. The redesigned planned patient journeyThe main components of the planned patient journey, once redesigned, will facilitate the management of an efficient, cost-effective, safe and high-quality service. Integrating the components requires that management take responsibility for the whole patient journey, avoiding multiple managers and multiple interfaces. The components of the patient journey are described below. Planned surgeryAn essential component in managing planned arrival demand is ensuring that the capacity of the system, including beds, staff, equipment, and OT sessions are matched with the demand. Inhouse software programs have now been developed to provide managers with the ability to estimate future planned and unplanned demand based on trended demand data for the state and for individual hospitals. An additional inhouse software program monitors the waiting list and forewarns managers about patients nearing their maximum waiting time at facility level, and ensures that patients on the waiting list have a planned admission date. Waiting list managementWaiting list management should ensure that all patients have their procedures in an appropriately prioritised and timely manner. In NSW, major changes were made to waiting list processes as part of the Clinical Services Redesign Program, and resulted in the 2006 publication of NSW Health’s Waiting times and elective patient management policy.4 In addition to this policy, specific guidelines for prioritisation of urgent conditions have been developed, and only patients with these diagnoses are automatically placed in Category 1 by booking-office staff.5 An opt-out system is in place and altered priority categorisation can be organised through the Area Director of Surgery, who is a surgeon. The Area Director makes the final decision, usually after consultation with the clinician concerned. A patient is not placed on the waiting list if his or her surgeon does not have sufficient OT time available to do the surgery within the required timeframe. Instead, discussions are held with the surgeon to determine how additional OT time could be made available, or the patient is referred to a surgeon who can perform the surgery within the timeframe. Implementation of this policy ensures that the patient is admitted in the shortest time within their priority category and prevents queue jumping. Preadmission processesThe Pre-Procedure Preparation Toolkit (PPPT)6 is an essential determinant for success and defines the processes to prepare the patient medically, socially and administratively. In the Clinical Services Redesign Program, it was recognised that patients should not be required to visit the facility for anaesthetic assessment unless absolutely necessary. Thus, a triage system has been adopted which uses a standardised patient health questionnaire — this is an internationally accepted practice. The preadmission process is also used to assess patients’ postdischarge needs and to ensure that appropriate plans and resources are in place when patients are ready for discharge after their procedures (eg, home-based rehabilitation following hip replacement surgery, home help, etc). Bed management for planned proceduresThe number of beds needed for planned procedures is relatively small if the advances in technology that reduce the length of inpatient stay are applied effectively. One way of ensuring that planned demand requirements are met is to use admission configurations more suited to the planned arrivals than the unplanned arrivals. The extended day-only (EDO) model mandates a stay of less than 24 hours with patients being managed according to agreed protocols. Under the EDO model, patients are less likely to have their procedures cancelled and discharge is predetermined by a specific protocol.7 In NSW, the identification of diagnosis-related groups (DRGs) suitable for the EDO model, together with policy support, has led to a significant increase in these designated DRGs going through as EDO admissions in line with the expectations of reaching the 80% target. Theatre utilisationIt is well recognised that efficiency in managing planned procedures relies heavily on OT efficiency. Cancellation rates increase as OT efficiency decreases, with resulting costs to the system and to patients and their families. Late starts and overruns are acknowledged to contribute significantly to a lower level of OT efficiency. Since the Clinical Services Redesign Program was implemented, theatre staff have been working with surgeons to improve the accuracy of theatre lists so that the number of cases listed is appropriate for the time available (Box 3). Moving appropriate procedures (eg, endoscopy, flexible cystoscopy) out of the operating suites reduces competition with major surgical procedures for a limited number of sessions. Where possible, patients undergoing these procedures should continue to recover in the OT recovery suite for efficient use of resources. Postprocedure processesThe emphasis on protocol-based management of patients throughout their journey provides significant benefits to both patients and staff in terms of certainty of purpose and the perception of a well organised experience. Discharge planning and protocol-based patient management are part of the PPPT, and are essential components of the EDO model of care. Support servicesInformation technology is required in the OT environment to provide the necessary data for information management. Planning of sterilising services, transport services and radiological services, to name a few, also need to be integrated into OT scheduling. The management of OTs has been hampered by the variable quality of data management systems, thus making review of OT utilisation difficult. The electronic medical record scheduling system currently being rolled out across NSW will improve the quality of OT scheduling, and the improved information technology support will assist in more automated and integrated data collection. Results from redesign of planned arrivalsThe initial results from the clinical process redesign of planned arrivals are impressive. Within a relatively short time there has been a significant increase in more timely patient access to treatment. It is anticipated that the redesign processes will continue to improve the delivery of services for planned arrivals. The results of the redesign are summarised below. The total waiting list has been reduced from 68 451 in January 2005 to 56 640 in June 2007. A 97% reduction in the numbers of patients in the Category 1 (admission desirable within 30 days) whose surgery was overdue, from 5308 in January 2005 to 135 in June 2007 (Box 4). This improvement was sustained through the winter period. A 99% reduction in the number of patients who have waited more than 365 days for surgery, from 10 551 in January 2005 to 84 in June 2007 (Box 5). Between January 2005 and June 2007, average waiting times for patients on the waiting list in categories 1, 2 and 3 decreased: Category 1, 70 days to 12 days; Category 2, 141 days to 72 days; and Category 3, 226 days to 122 days. ConclusionsApplying clinical redesign methods to the planned patient journey has successfully allowed management to recognise the blocks and inefficiencies, and to facilitate the development of solutions for improvement. The redesign solutions require committed clinician support and strong managers to ensure their implementation, and a robust performance management system for sustainability. With these in place, the improvements are unquestionably impressive, not only in terms of efficiency, safety and quality gains but also for enhancing patients’ experiences. 1 Gains from improving efficiency of operating theatre use In one Area Health Service, it was determined that the total operating theatre (OT) time unused or poorly used because of late starts, delays and overruns was approximately 11 600 hours across all their facilities. It was estimated that if this waste was decreased by 10%, there would be sufficient sessional OT capacity to halve that Area’s waiting list without increased staffing or resources. 2 Schema of the main components for the redesign of the planned patient journey 3 Simple solution to improve operating theatre efficiency Sydney South West Area Health Service (AHS) successfully improved efficiency by planning an increase of one procedure per operating theatre in every second session. Across the hospitals in that AHS, this would increase the number of procedures by 7000 per annum without changing the number of sessions or the amount of staffing. Coupled with better defined processes concerning surgery start time, they also successfully reduced overruns. 4 Numbers of Category 1 patients* waiting > 30 days for surgery in New South Wales hospitals, January 2005 to June 2007 * Admission desirable within 30 days. 5 Numbers of patients waiting > 365 days for surgery in New South Wales hospitals, January 2005 to June 2007

Donald G MacLellan BSc, MD, MBA, FRACS · Patrick C Cregan FRACS · Brian C McCaughan FRACS · Tony J O’Connell MB BS, FRANZCA, FJFICM · Katherine M McGrath FRCPA, RCPA, MRACMA

Health services administration Supplement 17 March 2008 Open Access

Redesigning care at the Flinders Medical Centre: clinical process redesign using “lean thinking”

In November 2003, the Flinders Medical Centre (FMC), a 500-bed teaching general hospital in the southern suburbs of Adelaide, initiated a program of clinical process redesign across the entire hospital. Redesigning Care, as the program is known, is based explicitly on applying an approach called “lean thinking”,1 which was developed in the manufacturing sector, to health care. The FMC provides the whole range of secondary and tertiary services required by its community, but its main focus is on providing time-urgent, complex care. The extensive nature of the Redesigning Care program, and its focus on a specific improvement method, may be of interest to those outside our centre. Redesigning Care can be considered in three broad phases: “getting the knowledge”, “stabilising high-volume flows”, and “standardising and sustaining”. Phase 1: Getting the knowledgeIn 2003, the emergency department (ED) at FMC saw around 45 000 patients, 40% of whom were admitted to hospital. In that same year, the number of patients seen per day peaked at around 140 once or twice per week during the winter period. At this time, congestion in the ED had become so severe that the recovery area of the operating theatre suite had been taken over as an extension of the ED. There was bitter conflict between staff, key senior clinicians were prepared to leave, the “blame game” was pervasive, and surgical and medical programs were proving hard to sustain. An aggregated root-cause analysis of a series of deaths in the ED and elsewhere in the hospital made it clear that, despite having implemented a range of strategies to relieve congestion,2 the capacity to provide safe care was under threat. As clinicians and senior managers, we were united in acknowledging that we needed to do something, but we did not yet know what or how. We were fortunate to obtain a key piece of advice from a member of the then United Kingdom National Health Service Modernisation Agency,3 who advised that sustainable change requires as much care in developing an improvement team, as in the improvement interventions themselves. Consequently, the Redesigning Care team — comprising three experienced clinicians designated as clinical facilitators, and a part-time director who was also a member of the hospital executive — was formed. GovernanceThe hospital management executive is the authorising body for all redesign activities at FMC. The Redesigning Care program itself is managed by a reference group of the most senior hospital executives, plus the redesign team. Clinical leaders from the major clinical divisions take leadership roles in their own areas, and each major work program involves an executive sponsor from outside the relevant operational division. Why “lean thinking”?Lean thinking1 is an approach to the redesign of complex processes derived from methods developed in the manufacturing sector. Successful modern manufacturers, such as the Toyota Motor Corporation, are concerned with the timely, safe manufacture of a diverse range of cars or other goods, in large volume and at high quality. We also faced the challenges of volume, timeliness, diversity, and safety and quality, and after an early success with applying lean thinking, we elected to use it as the basis for our whole program of clinical process redesign. While lean thinking remains at the heart of the Redesigning Care program, over time we have borrowed from many other manufacturing philosophies. Getting the technical knowledgeAs an improvement team, we needed to “get the technical knowledge” for redesign. Team members read the existing texts on lean thinking,1 and the team and hospital senior managers spent 2 days with a lean thinking expert from Lean Enterprise Australia. We also received generous support from the staff of the School of Management at the University of South Australia, where the team plus senior managers also participated in a Diploma in Lean Manufacturing. Through these contacts, we all came to appreciate the complexity of other service and manufacturing industries, and the seriousness with which quality control is approached outside health care. Knowledge of lean thinking principles and practices helped us develop a new way of looking at our work, moving away from a craft-group skill base (eg, medical care, nursing) or a body system orientation (eg, cardiovascular, respiratory) towards a process view where the care is seen as the outcome of a sequential series of steps through a sectional and hierarchically organised institution or service (see illustration in "Patient journeys: the process of clinical redesign").4 Lean thinking principles need to be adapted to the specifics of health care,5 but adaptation is necessary for every setting in which lean thinking is applied, and the basics of process improvement are as appropriate for health care as they are for other service and manufacturing industries (Box 1). From the outset, we realised that the Redesigning Care program was a change management process. Putting lean thinking into a broader change management context provided us with our overall redesign method (Box 2). The Redesigning Care facilitators have developed substantial knowledge about process redesign. They begin a program of work by working with the senior staff involved to determine the scope of that piece of work: what is being “made” (is it a clinical service, a document, a report, or what?); where the process begins and ends; who uses what is being made overall, and at each step; and what do these “customers” value? There are two kinds of customers for a process at FMC: the patients for whom the care is provided, and the staff member or staff group next in line in the care process. The facilitators then bring multidisciplinary groups of frontline staff together to diagnose process problems using mapping and staff “tag-alongs”, documenting actual practice (→ Patient journeys: the process of clinical redesign).4 Those same groups identify opportunities for redesign and make the necessary changes by means of a series of plan-do-study-act cycles6 (Box 2), each of which is evaluated according to relevant measures identified in the diagnostic phase. The key measurement issue is: how can we tell if what we have done has made things any better? As far as possible, the processes and outcomes measured need to be important to both the patients cared for by the institution and the practitioners. Separate measures may be required to capture these different concerns. Progress can be made quickly in some programs of work. The initial change to the flows within our ED were planned and executed within weeks. Other programs, such as the redesign of the flows of medical inpatients admitted as emergency cases, take concerted efforts over long periods. Complex areas of work are visited and revisited in a process of continuous improvement. The facilitators also work on developing widespread understanding of lean thinking principles and practices. They communicate them in a variety of ways, including lean thinking education days for large numbers of staff, open staff meetings, newsletters and an intranet site. Phase 2: Stabilising-high volume flowsAt the outset of the Redesigning Care program, we tried to improve the flow of patients presenting as emergency cases. We undertook a series of mapping sessions, looking at the hospital services in the greatest difficulty — the ED and adult medical and surgical inpatient services. By improving the flow of patients through these services, we aimed to improve safety, reduce congestion, and restore the integrity of our surgical program. The mappings brought together large numbers of staff from each service who plotted out the end-to-end journeys taken by typical patients. “Short” and “long” patient-care familiesPatient-care families are groups of patients with a number of processing steps in common. A key lean thinking strategy is to look at the processing steps of patient-care families from end to end, to improve the sequencing of the processes involved. In lean thinking, those sequences of steps that add value or materially improve the care for patient-care families are called value streams. The mapping revealed both problems and similarities across services. Time and again, clinicians differentiated groups of patients whose care was relatively straightforward and likely to be completed in a limited number of processing steps, from patients with more complex problems who will require more processing steps. We started to recognise that “short” and “long” constitute a basic method for identifying patient-care families and their end-to-end value streams. Short patient-care familiesShort patient-care families are those whose care involves a limited number of processing steps, most of which will be undertaken by clerical and nursing staff. This is not to downplay the skills of clinicians, but the clerical and nursing elements in the journeys of short patient-care families are not only numerically the most frequent, but are also surprisingly similar, even when the clinical specifics differ widely. Short care requires concentrated and focused effort to complete all the necessary processing steps related to admission, assessment, treatment and discharge in a timely manner. Our experience is that this is best managed by enabling nursing and clerical staff to focus on that type of work without trying to juggle the continuing demands of patients requiring longer care. Early interventions at FMC streamed all ED patients into either a short-care (likely to be discharged) stream, or a longer-care (likely to be admitted) stream.7 This was followed by the development of a short-stay (less than 72 hours) medical/surgical emergency inpatient ward within the body of the hospital.8 Patients continue to be discharged in a timely manner from that ward no matter how congested the rest of the hospital becomes, thus aiding patient flows. Indeed, at times, up to a quarter of all adult inpatient emergency admissions are managed through this one ward of 26 beds. Long patient-care familiesHospitals such as FMC need to be able to provide for the care needs of patients with severe, complex or multidimensional problems. Rather than trying to improve the specific treatment protocols for these long patient-care families, we began with programs of work on two common elements of long processing: medical “take” and bed management. Medical take refers to the process whereby medical teams are rostered to take all emergency admissions of designated types over a “take” period, with a new team taking over at the end of the take period, be it 24 hours, 48 hours or longer. The take team then continues the care of patients who are not referred onward to specific specialty groups. Dismantling “take”, and “pull” rather than “push” bed managementAn important goal of the long patient-care family teams was to minimise the time patients spend as outliers in wards other than the home ward of the treatment team. A multiyear, multigroup program balancing workloads and bed capacities between highly specialist and generalist medical teams set the scene for a major practice change — dismantling the existing medical take system (in which hospital teams are rostered to take what may be large numbers of unplanned arrivals and process those patients). In a busy hospital, take is a source of substantial day-by-day variability in the number of patients cared for by each team. The new system involves patients either being allocated directly to a highly specialised unit, or, if a period of further clinical “sorting” is required over and above that undertaken in the ED, patients are referred to an acute medical assessment unit for the first 12 hours of their care. From there, medical emergency patients in long patient-care families are assigned to home teams at a consultant-led team meeting every morning, where allocations are balanced so as to keep numbers relatively even between teams. These changes have gone hand-in-hand with a change to the bed management system. The change involved moving away from a central bed manager “pushing” patients into any available bed to instead functioning as a facilitator to help wards develop a structured process to “pull”. Thus, ward staff pull or find those patients from settings such as the acute medical assessment unit, the ED and high-dependency areas who best fit their ward care profiles, and move them expeditiously into their wards. The overall outcomes for the amount of time patients spent as “ward outliers” is shown in Box 3. Other interventionsA lengthy program rebalancing surgical waiting list structures, together with improved access to a small number of overnight-stay beds, enabled our surgical elective program to be restored to near full function. This strategy was aided by the enthusiastic uptake of clinical practice improvement initiatives throughout the surgical services, and this enthusiasm then spreading within the hospital. Detailed programs of redesign in important support areas such as pharmacy and central sterile supply were also undertaken during this period. Phase 3: Standardising and sustainingWith a well conducted diagnostic phase and frontline participation, new ways to improve clinical processes readily emerge. Sustaining changes and making them “the way that is done around here” is a continual challenge. The key to this task seems to be creating standardised processes. This has always been challenging in health care where autonomy is held dear, but lean thinking is concerned with standardising processing sequences, not with changing the conduct of care itself. Once the best, most efficient and most effective way of undertaking a process has been developed and agreed on, it should become “standard work”.1 This standard work is developed and continually improved by the people who do the work. Examples from two different areas illustrate this process. 5S Hospitals, as workplaces, are often disorganised. People spend long periods of time just looking for things. Workplace organisation is a key feature of many lean thinking practices. It is reified under the rubric 5S (Sort, Set in order, Shine, Standardise and Sustain),9 which designates a set sequence of actions. When redesigning the provision of discharge medication, it became clear how much time rotating and relieving staff spent in the ward medication storage areas just looking for medications. In response to this, a standardised medication storage and labelling process was developed by a multidisciplinary team. Teams of nurses from each ward then reviewed their medication cupboards, implemented the standard format and agreed how and by whom the improvement would be maintained. The process then became a standard part of daily ward work. Rotating and relieving staff in particular appreciate the time saved when moving from ward to ward. Many different 5S programs are being implemented across FMC, from the ED to the operating theatres. The resulting easier working conditions are valued by all concerned. Ward rounds and discharge summariesWard rounds are the key decision-making process in the medical day. A program of work has been undertaken to standardise the structure of ward rounds, especially those relevant to the care of patients with complex medical problems. The original aim was to improve the timing of decisions relating to discharge. This involved mapping out the daily processes for clinical teams, then obtaining agreement on new sequences. The new sequences involve protected time for junior staff to process and review potentially dischargeable patients before the arrival of the consultant for the morning round, allowing the round to start with the potentially dischargeable patients. A further period of protected time for the junior medical staff later in the day allows administrative processes to be completed. Serendipitously, it was found that this dramatically improved the capacity to complete discharge summaries in a timely manner, and a major program of work was developed around this opportunity. Standardising aspects of the way junior and senior medical staff organise their day across the hospital has increased the percentage of patients with complex medical problems whose discharge summaries were completed within 24 hours of discharge from around 40% to over 80%. Our goal is to raise this to at least 90% of discharge summaries by the end of this calendar year. OutcomesWhen the Redesigning Care program began in November 2003, the ED was struggling to cope with 140 patients arriving each day. The ED now routinely sees between 180 and 210 patients per day (an increase in demand of up to 50%) and manages them within the same physical space and with similar staff–patient ratios as previously. We have not had to resort to using the recovery area for overflow, and Box 4 and Box 5 show that overall processing outcomes have generally improved despite the increased numbers of arrivals. The small decrease in the percentage of patients in triage category 2 whose meaningful treatment was commenced within 10 minutes represents additional delays of 1 or 2 minutes, and has not been accompanied by any change in clinical outcomes.7 The number of patients leaving the ED without waiting to be treated declined sharply after the introduction of new processing sequences and improvements in aligning staff with those sequences, and has stayed low (Box 6). This is a concrete demonstration of patient satisfaction with the services provided. There have been other benefits. Staffing has stabilised within the ED and across nursing services throughout the hospital. Towards the end of the financial year 2005–06, the hospital reported only six nursing vacancies across a service with almost 2000 staff. Reassuringly, the number and types of serious adverse events throughout the hospital have declined strikingly since the beginning of the Redesigning Care program. In the financial year before the program began, the hospital made 91 notifications of serious medicolegal adverse events to its insurers. In the past financial year, the whole region, of which the hospital is the largest service, generated only 19 such referrals. This is despite the average overall numbers of emergency admissions increasing from 1200 per month at the onset of Redesigning Care, to over 1600 per month at present. (In Box 7, the increase in separations relates to the adult medical and surgical activity.) Length of stay for medical patients admitted as emergency cases has fallen by about a day since the Redesigning Care program began, saving around 15 000 bed-days to date. Reassuringly, rates of unplanned readmissions to hospital have remained stable despite increased activity and decreased length of stay (Box 7). The FMC has seen a substantial growth in demand for care in recent years, and continued growth will mean that the imperative to improve will remain, and indeed increase. 1 Process redesign with the use of lean thinking The basics of process improvement through lean thinking include: being clear about what it is that you “make” at the step or stages in which you are involved identifying who your customers are — who uses what you make, and what they value identifying activity families or patient-care families and their value streams improving flow identifying and reducing waste moving from “push” to “pull” processes acknowledging that process improvement must be continuous 2 Redesigning care — a virtuous circle * Testing a change by planning it, trying it, observing the results, and acting on what is discovered. 3 Percentage of medical and surgical inpatient bed-hours during which beds are occupied by “ward outliers”,* Flinders Medical Centre, 2003–2007 * Patients admitted to an available bed in a ward that is not the designated ward for their condition. 4 Time spent in the emergency department for all patients, discharged patients and admitted patients, Flinders Medical Centre, 2002–2006 Financial year Mean overall time (h) All patients Discharged patients Admitted patients 2002–03 5.4 3.7 8.3 2003–04 5.3 3.5 8.2 2004–05 4.9 3.4 7.3 2005–06 4.8 3.4 7.0 5 Percentages of all emergency department patients whose treatment was commenced in compliance with protocols for their triage categories, Flinders Medical Centre, 2002–2006 Triage categories Financial year 1 2 3 4 5 2002–03 100% 75% 63% 59% 74% 2003–04 100% 70% 58% 66% 89% 2004–05 100% 68% 59% 72% 93% 2005–06 100% 69% 63% 74% 90% 6 Patients who presented to and those who did not wait for treatment at Flinders Medical Centre emergency department, January 2001 to April 2007 7 Percentage of all acute separations that were unplanned readmissions,* Flinders Medical Centre, 2001–2007 * Emergency readmission within 28 days of discharge within same major diagnostic category.

David I Ben-Tovim PhD, MRCPsych, FRANZCP · Jane E Bassham RN, BN · Denise M Bennett RM, BN, MBA · Melissa L Dougherty BA(Psych)(Hons) · Margaret A Martin RN, BN, MHSS · Susan J O’Neill RN, BN, MNSc · Jackie L Sincock RN, BN, GradCertHSM · Michael G Szwarcbord BSc, BSocAdmin, FAIM

Subscribe to MJA email alerts

No spam, you can unsubscribe anytime you want.

By providing your information, you agree to our Terms of Use and our Privacy Policy.

Thanks for Subscribing! Tell us more

Your email updates will use your name.

Good one! Your updates are coming

Thank you for subscribing to the MJA email alerts. Receive the latest content in your inbox.