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To the Editor: In response to Leeder and Rychetnik's article,1 evidence-based medicine (EBM) also has significant potential to reduce the quality of patient care, with obvious ethical implications. I refer to two specific issues of concern.
The first relates to the increased expectation that clinicians, and especially trainees, not only understand the role of EBM in clinical practice, but actively contribute to its underlying database. Indeed, some of the professional colleges (eg, the Faculty of the Australian and New Zealand College of Anaesthetists) now include formal projects (which are often, but not necessarily, clinical trials) in their final assessment of trainees.2 This is leading to increasing numbers of poorly designed trials that are unlikely to make useful contributions to the clinical database. These commonly take two forms: studies which lack sufficient power to confirm the absence of a true difference between groups,3,4 or studies which use a placebo when effective therapeutic alternatives exist.5 Yet such studies are frequently published in reputable, peer-reviewed journals.6 Both of these types of studies are unethical, and both impact adversely on patient care.
Increasing the evidence base of clinical medicine is important, but our primary responsibility remains the maintenance of quality of care of all patients, especially those involved in clinical trials. Therefore, education of clinicians, and especially trainees, must emphasise the role and importance of statistics, epidemiology and study design in all areas of medicine to prevent unnecessary reductions in the quality of care of this subset of patients.
The second concern relates to the increase in "quality improvement" projects that are rarely submitted to ethics committees for approval. These activities also contribute to the evidence base, primarily at a local level, but patients are usually unaware that they are involved in these projects, and that these activities may have significant quality-of-care implications for them.
It is therefore important that internal hospital quality assurance activities undergo a similar level of scrutiny by ethics committees to that of clinical trials. Patients involved in any audit or project that has the potential to influence their care should be required to give informed consent. Only then can we reassure a patient that, while we are continually striving to improve the care we provide by developing the evidence base for clinical medicine, the care of each individual remains our primary concern.
Correspondence: Dr Simon R Tomlinson, Barwon Health, The Geelong Hospital, PO Box 281, Geelong, VIC 3220. simonATbarwonhealth.org.au
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Comment: Ethics and evidence-based medicine
Comment: Tomlinson raises two important ethical issues in clinical research. While there are several ethical issues which may arise in acquiring and applying evidence to clinical practice and health administration, as outlined previously by Kerridge et al1 and picked up well by Leeder and Rychetnik,2 it is misleading if Tomlinson wishes to imply that the two issues he has raised can be attributed to the evidence-based medicine (EBM) movement.
His first issue could be summarised as "badly designed clinical research should be seen as unethical", for reasons which may include wasting scarce resources or placing participants at discomfort or risk when the likelihood of benefit is slight. He alleges that poorly designed studies are "frequently published in reputable peer-reviewed journals", a statement which would surprise most editors. Peer review prior to publication, and the earlier independent prospective scrutiny of research proposals by human research ethics committees (HRECs) (according to updated national guidelines published by the National Health and Medical Research Council [NHMRC] in 19993), are two processes designed to prevent this. Assessment of the quality of design and execution of clinical research protocols is to some extent subjective, so these processes will never be perfect.
His second issue relates to the definition of quality improvement/assurance and clinical audit, and whether such studies should be regarded as clinical research, and thus subject to prospective ethical review by an HREC. His own conclusion "that internal hospital quality assurance activities should undergo a similar level of scrutiny by ethics committees" is not consistent with the NHMRC guidelines,3 which, in the context of outlining the difficulties in defining research, state (on page 6) "such lists risk including activity that would not normally be included, like quality assurance activities or audits".
Nevertheless, there are definitional uncertainties. The Australian Health Ethics Committee (AHEC) of the NHMRC has recognised that clinicians, HRECs and their hospitals need clear advice on how quality assurance and audit activities, which may not need ethical review, are to be separated from clinical research, which does need review. We are not the only country considering this matter.4 AHEC has established a working party to prepare such advice. The working party includes members drawn from AHEC, HRECs, consumer groups, medical colleges and health administrators. Draft advice will be subject to wide stakeholder consultation. The working party commenced its task in November 2001 and its final report is expected by mid-2002.
Australian Health Ethics Committee, Canberra City, ACT.
Kerry J Breen, Chair.Correspondence: Dr Kerry J Breen, Australian Health Ethics Committee, c/- GPO Box 9848, Canberra City, ACT 2601. kbreenATaccess.net.au
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(Received 28 Aug 2001, accepted 9 Nov 2001)
Ethics and evidence-based medicine
To the Editor: We consider that Leeder and Rychetnik make several mistakes in their exploration of the relationships between ethics and evidence-based medicine (EBM).1 We share some of their ethical concerns about the determinants of the research agenda — lack of consumer input, emphasis on the benefits of interventions rather than harms, and funding structures favouring commercially promising interventions or biased by the status of the methodology to be used. However, these are criticisms that relate to producing new research, not using available research.
The definition of EBM used by Leeder and Rychetnik2 values evidence that is non-quantitative, and explicitly demands the inclusion of patient preferences in clinical decision-making. Evidence about effects comes from research, while evidence about concerns and values comes from individual patients. To incorporate a patient's pre-ferences in the consultation is crucial to ethical practice, but quite independent of any particular hierarchy of evidence.
Similarly, in claiming that treatment may be denied those of low social utility if patient autonomy is not valued, they mistakenly confuse preference or value with the quality of the evidence. The sin of old-fashioned paternalism is falsely attributed to EBM. The suggestion that EBM can exclude the importance of patient narrative is also at odds with the authors' chosen definition, which emphasises the "identification and compassionate use of patients' predicaments, rights, and preferences".
Next, they worry that EBM might be misused in public health policy by neglecting areas where evidence is difficult to obtain, offering mental illness as an example. In fact, mental health attracts considerable attention3 and funding as one of the Commonwealth's current priority health areas.4 It has also been an area of considerable activity in EBM, with the Cochrane Mental Health groups and the BMJ's evidence-based summary journal Evidence-Based Mental Health. It may be that EBM has done the opposite of their prediction by highlighting an area of "evidence need".
We agree that patients require support when they confront ambiguity and uncertainty. Nevertheless, doctors are ethically and legally obliged5 to provide full disclosure. Patients should be given correct information — warts, uncertainty and all — as often as possible. To suggest that the time spent seeking evidence threatens other elements of clinical practice is misleading. Clinical practice requires judgement to balance all its competing demands. We suggest that, by increasing the efficiency of continuing education, EBM should actually release more time for other requirements.
Leeder and Rychetnik also misinterpret the relation between EBM and the law. They suggest that some practitioners who consult evidence, but practise against published guidelines, may be compromised. The point of EBM is to find the best available evidence. If that is clinical experience, consensus or narrative, rather than quantitative data, then so be it. Similarly, it is wrong to imply that those who practise EBM may be sued because they fail "to try everything". EBM, which is simply the getting of the best available information, changes nothing in the formal relationship between clinical evidence and the legal standard of care. Moreover, we believe that, by fostering patient involvement in decision-making, EBM should help protect clinicians from medicolegal dispute.
We are always at risk of using new tools overzealously. But the champions of EBM temper its promotion with words like "judgement", "incorporating patient preference" and "conscientiousness". EBM involves a sensible and systematic search for the best information to include in the decision-making process. Great care should be exercised in issuing warnings about how it might be misused, in case EBM becomes unfairly caricatured, which may reduce the motivation of health professionals to find and apply the best treatment.
University of Queensland, Herston, QLD.
Malcolm H Parker, MB BS, MLitt, Senior Lecturer, Ethics and Professional Development, School of Medicine; Chris B Del Mar, MD, FRACGP, FAFPHM, Director, and Professor of General Practice; Paul P Glasziou, MB BS, PhD, Professor of Evidence-Based Practice, Centre for General Practice.Correspondence: Dr Malcolm H Parker, University of Queensland, Herston, QLD 4006. m.parkerATmailbox.uq.edu.au
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Competing interests: None declared.
(Received 9 Oct 2001, accepted 21 Dec 2001)
In Reply: Ethics and evidence-based medicine
In reply: Much of the literature about evidence-based medicine (EBM) has focused on the science of generating evidence, or the technical process of critically appraising and interpreting evidence for individual patients. In our article1 we opted to discuss EBM as a social activity with inherent potential for multiple manifestations. To describe EBM as a social activity is to emphasise how its definition, interpretation and application, and the ethical implications of those factors, are dependent on societal values and priorities — be they explicit or implicit.
Debate about what EBM means, or should mean, in the context of Australian policy and practice does not degrade or negate the clearly ethical practice of consulting the best available research when making clinical or policy decisions. We challenge the view of Parker et al that by identifying and discussing how the concepts or language associated with EBM could be misused or misappropriated we will somehow reduce the motivation of health professionals to find and apply the best treatments. Indeed, our proposition is quite the opposite.
Few of today's readers of the MJA will be unfamiliar with the benefits of systematic reviews of the best available research in their clinical area, and few are likely to be dissuaded of that view by our article.
Our exploration of the relationship between ethics and EBM does not "misinterpret" EBM, but, rather, purposefully describes scenarios or social consequences about which there may be ethical concerns. If we can articulate clearly what we do not want EBM to mean, and describe the processes and consequences that we would consider unethical, it can only strengthen the development of an ethical and acceptable notion of what we do want from evidence-based policy and practice.
Effective Healthcare Australia, School of Population Health and Health Services Research, University of Sydney, Sydney, NSW.
Lucie Rychetnik, MPH, PhD, Senior Researcher.Department of Public Health and Community Medicine, Faculty of Medicine, University of Sydney, Sydney, NSW.
Stephen R Leeder, FRACP, FFPHM, FAFPHM, Dean, and Professor of Public Health and Community Medicine.Correspondence: Dr Lucie Rychetnik, Effective Healthcare Australia, School of Population Health and Health Services Research, University of Sydney, Victor Coppleson Building, D02, Sydney, NSW 2006. lucierATmed.usyd.edu.au
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(Received 19 Dec 2001, accepted 21 Dec 2001)
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©The Medical Journal of Australia 2002 www.mja.com.au PRINT ISSN: 0025-729X ONLINE ISSN: 1326-5377