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For Debate
Disease control in the information era
Robert M Douglas
MJA 2001; 174: 241-243
Abstract -
Information technology -
Ownership, privacy and access -
Aggregation of individual records -
Conclusion -
Acknowledgements -
References -
Authors' details
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- As a result of advances in information technology, there is now a new
capacity to manage, interpret and apply data for the benefit not only
of individual patients but of the population as a whole.
- Population health information systems are currently inadequate to
meet the needs of disease control. In a rapidly changing world,
effective public health action requires timely and efficient data
about what is happening in the whole population.
- As the national effort to harness information technology to the
needs of individual patient care begins, it is desirable that the
electronic patient record also becomes the building block for public
health research and monitoring.
- Individual healthcare and population healthcare should be two
sides of the one coin. Ownership, privacy and access to the contents of
the electronic health record should now be addressed in the context
that disease control in the whole population will increasingly
depend upon an efficient "real time" information system.
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In the past 50 years, vaccination and antibiotics have transformed
our capacity to manage human infections. Biotechnology is now
opening up new possibilities for managing the human genome. Our
capacity to change individual patient outcomes through modern
clinical treatment rightly commands headlines and attracts public
resources.
But control of disease in the population as a whole requires more than
individual clinical action. Last1 has emphasised that the
systematic control of any disease requires
- a consensus that a particular disease problem exists;
- an understanding of its cause;
- the ability to control its cause;
- a belief that the problem matters; and
- the political will to control it.
Good information systems are essential to support all of these
requirements. The relevance of information to disease control is
well illustrated by the contrast in management of two communicable
disease groups, HIV and respiratory infections.
HIV incidence rates are declining in Australia2 at a time when
those in other nations, particularly African countries,3 are
rising. This apparent success is believed to be at least partly
attributable to a widely supported national control program that was
begun in 1989.4 The program promoted broad
community understanding of the nature of the disease and a shared
commitment by stakeholders and governments to contain the problem.
Unlikely coalitions were formed between scientists, risk groups and
community representatives, and the entire community was involved in
approaches that were pragmatic as well as innovative. As the epidemic
progressed, research focused not only on the behaviour of the virus,
but also on the behaviour of the humans who transmitted it.
A central ingredient of the HIV public health strategy was the
development of an excellent information system at a time when
information about other diseases was (and continues to be) in
disarray. The data system developed by the National Centre for HIV
Epidemiology and Clinical Research helped the nation to view the HIV
epidemic as a population problem rather than an individual issue, and
enabled the public health community to monitor its progress, and
modulate the public health response accordingly.
In stark contrast, infections of the respiratory tract, which
dominate the clinical experience of primary care practitioners
everywhere5 and cause extensive
morbidity and absenteeism, are not matched by any systematic
national effort to contain them. Perhaps, as they now rarely cause
death, we have become complacent about them. Yet, on average, all
Australians experience two to three acute respiratory episodes per
year and in early childhood the average is five to eight. Apart from the
misery they cause, these infections result in widespread misuse of
antibiotics and the serious threat of antibiotic ineffectiveness in
the longer term.6
It is remarkable that in this field Australia has no public health
strategy, no national commitment to the problem, inadequate
preventive effort, and no program of either social or biological
research. Common respiratory infections are left to
patients, clinicians and pharmacists, despite the magnitude of the
problem and the negative impact of antibiotic abuse. We tolerate a
level of morbidity and misapplication of resources to respiratory
infections that does not make public health sense. We collect no
systematic information about the problem, and can only guess at its
cost to the community. The lack of available information means that
the public health perspective is not addressed.
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Unlike the banking and tourism sectors, the healthcare sector has not
yet harnessed the electronic information revolution to the needs of
either individuals or populations. It is time we re-examined the
issue of information in healthcare in the light of the new
opportunities created by modern technology.
Australian health ministers have recently agreed to establish a
national health information network built on electronic health
records that, through data linkage, can enhance the quality of
individual patient care.7 For individual clinical
care, which often involves many agencies and professionals, linkage
of electronic records is essential to avoid duplication and to ensure
that an individual's medical history is accessible and complete
wherever the person presents for care (see Box). Because of modern
transport and human mobility, fragments of a patient's history may be
scattered in many places. Modern technology now permits linkage of
data that are "warehoused" in multiple, geographically dispersed
electronic sites.
At this early developmental stage it is essential that the new system
be designed to serve the needs not only of individual patients and
their clinicians, but also of organisations concerned with public
health monitoring, research and administration. The personal
electronic health record, however it is stored and accessed, should
also be the building block for "real time" public health
surveillance.
Improved efficiency of personal clinical care and improved
management of public health both require the same data and should
become two sides of the one coin. When a patient presents for care by a
general practitioner for a respiratory infection or a manifestation
of HIV, that information should also automatically become part of
national public health monitoring activity. And when the laboratory
reports to the GP that the respiratory infection is, or is not, a new
strain of influenza that fact should, as well as informing the
clinician instantly, feed into a national database that informs
public health action.
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The development of a national integrated health record and
information system poses a range of logistic, ethical, privacy and
professional issues. These need to be resolved during the system
design phase so that a "rail-gauge" problem (ie, one of
incompatibility) does not develop between the States, between the
public and private healthcare systems, or between the outputs to
clinicians and public health practitioners. A well designed and
protected retrieval system would offer major benefits for disease
prevention and control in the population as a whole.
We need to break out of the mentality that sees medical records as being
"owned" and controlled by doctors or hospitals. When a patient
contracts for medical care from a doctor, the record that is prepared
is paid for jointly by the patient and the community. They, jointly,
should be the owners and controllers of the electronic record.
Because elements of individual experience are pertinent to the
health of the whole community, and because the vast majority of
healthcare costs are met by the community, it is important that
individual experiences be aggregated to inform public health
action.
Privacy and confidentiality must be protected and respected, but so
also must public good. One can not be allowed to drown out the other.
Access to an individual patient record should be controlled by the
patient using a unique identifier, such as a thumbprint. An
individual's records could be linked by Medicare number with
repositories of individual data stored in multiple data
warehouses that are themselves linked by the Internet. Through
the use of a thumbprint and an access command, patients could
authorise different healthcare providers to access different parts
of their medical record. While a GP or medical specialist might be
given access to the entire record, pharmacists might simply be given
access to medication records. Mechanisms to ensure that access to
identifiable data is precisely limited and carefully monitored
should be part of the system specification.
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Having created a comprehensive linked record for each person, it is
desirable that the individual records become instantly accessible
building blocks for defined administrative, monitoring and
research databases. Those who use the aggregated datasets to monitor
the health of the community should be denied access to
personal identifiers, and should not need informed consent to make
use of the de-identified data.
If analysis of de-identified data revealed new community threats,
access to the identification of individuals would be required in the
interests of those individuals and of the public. In these
circumstances, access protocols would be needed, backed up by audit
trails, the right of redress for consumers in the event of misuse, and
legal protection for public health practitioners who operate within
carefully defined parameters.
There are thoroughly reasonable concerns that in the process of
aggregation privacy and confidentiality might be compromised.
These concerns would need to be addressed in system design.
Nevertheless, few systems are absolutely foolproof, and the design
would need to include audit trails and monitoring systems to ensure
that abuse could be traced and dealt with. Imperfection in this area
has not prevented the banking industry from capitalising on the
benefits of the new technology, and it should not justify inaction in
the sphere of healthcare.
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Currently, Australia's healthcare information systems are
inadequate and, partly as a consequence, public health action is
seriously deficient. Efficient, real-time information systems are
a starting point for effective public health. Public health action
can profoundly benefit the whole community by reducing the incidence
of disease and the need for clinical care. It makes no more sense to plan
public health action without high quality data than it does to
prescribe a drug for hypertension without measuring blood pressure.
It is essential that as we move towards electronic storage of health
records we simultaneously address the public health need for a vastly
improved body of data.
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This is an edited version of the Sidney Sax Oration, presented to the
ACT Branch of the Public Health Association of Australia, 10 August
2000. I am grateful to Dr Chris Mount for comments on the manuscript and
for collaboration on many of the ideas discussed in this article, and
to Jacquie Steele for preparation of the manuscript.
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- Last, J. Fouling and cleansing our nest: human-induced ecological
determinants of infectious disease. Perspect Hum Biol 1999;
4: 145-147.
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Law MG, Li Y, McDonald AM, et al. Estimating the population impact in
Australia of improved antiretroviral treatment for HIV infection.
AIDS 2000; 14: 197-201.
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Ziegler JB, Ffrench RA. XIII International AIDS Conference,
Durban, 9-14 July, 2000 [conference report]. Med J Aust 2000;
173: 572-574.
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Commonwealth of Australia. AIDS. A time to care: a time to act.
Towards a strategy for Australians. Canberra: AGPS, 1988.
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Douglas RM. Respiratory tract infections as a public health
challenge. Clin Infect Dis 1999; 28: 192-194.
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Schwartz, B. Preventing the spread of antimicrobial resistance
among bacterial respiratory pathogens in industrialized
countries: the case for judicious antimicrobial use. Clin Infect
Dis 1999; 28: 211-218.
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National Electronic Health Records Taskforce. A health
information network for Australia. Canberra: Commonwealth of
Australia, 2000.
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National Centre for Epidemiology and Population Health, Australian
National University, Canberra, ACT.
Robert M Douglas, MD, FRACP, FAFPHM, Visiting Fellow.
Reprints will not be available from the author. Correspondence:
Professor R M Douglas, National Centre for Epidemiology and
Population Health, Australian National University, Canberra, ACT
0200.
Bob.DouglasATanu.edu.au
©MJA 2001
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<URL: http://www.mja.com.au/>
© 2001 Medical Journal of Australia.
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| Electronic health records as the building blocks for a national
health information system |
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Future electronic health records are likely to include the following
information on a patient:
-- summary of previous medical history;
-- current problems; - medications prescribed and dispensed;
-- laboratory and radiological results;
-- hospital discharge summaries;
-- care plans and record of use of community care;
-- allergies and adverse reactions;
-- elements of social and demographic history.
All data for an individual patient should be linked by a common identifier
to ensure accuracy and improve safety.
Clinical access to the electronic record should be authorised by the patient,
and the national system should make it deliverable anywhere in Australia.
Patient data should automatically feed into specifically designed national
datasets that monitor various elements of the nation's health and can
provide information for public health action.
Protection of privacy and confidentiality must be designed into the system.
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