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Protocol for Internet Peer Review Study II

 

The MJA launched this study on 8 October 1998. The protocol was published online for comment and revision before the study began, and remains available for the information of participants and others.
Last revision to protocol: 8 October 1998.

To express an interest in participating in the study as a reviewer or consultant, or to make a comment, write to: Internet peer review study coordinator, Craig Bingham, by email to cbingham at ampco dotcom dotau

Postal address: The Medical Journal of Australia, Private Bag 901, North Sydney, NSW 2059, Australia
Fax: +61 2 9562 6666

For information about our previous Internet peer review study, click here

To print the protocol in full,you must print three files: iprs2int.html [the executive summary], iprs2bod.html [main protocol document] and iprs2doc.html [various associated documents].
This page is iprs2doc.html.

    Executive summary

Objective

Outline of new peer review model

Hypotheses

Rationale

Methods

   Eligible articles
    Process
    Study size, duration and control groups
    Anonymous participation
    Enlisting consultant panels
    Technical procedures
    Outcome measures

Associated documents

    Invitation letters
    Information about the Internet Peer Review Study II
    FAQs
    The etiquette of online reviewing
    Rules for participants
    Consent forms
    Evaluation of peer review process questionnaires
    Reviewer performance scoring form
    Statistical reviewer performance scoring form

 


Associated documents

Invitation
letters

Dear Author,

Thank you for submitting your article " " to the Journal. In an effort to improve our peer review and editorial processes, the Journal is currently testing a new model of peer review using the Internet and I would like to invite you to participate in the study. Please read the description of the Internet Peer Review Study II, which includes a list of potential advantages and disadvantages of the new model, before completing the attached form indicating your response to the invitation.

Authors who participate in this study will be making an important contribution to research on peer review. They will also have an unprecedented opportunity to observe and participate in the peer review and editorial decision-making process. Articles accepted after this process will be rapidly published on the Internet (as well as being published in print).

If you do not wish to participate in the study, your article will be peer reviewed and (if accepted) published according to the standard procedures of the Journal.

Whether or not you wish to participate, please return the form as soon as possible in order to avoid delays in processing your article.

Best wishes,

Martin Van Der Weyden

Editor

_________________________________________

Dear Reviewer,

We have received a [research article / review article] entitled "..." to consider for publication in The Medical Journal of Australia. Would you be able to [review it/provide a statistical review] for us within the next three weeks? We have enclosed the [abstract/first page] to give you an idea of the content of the manuscript, and will send the whole manuscript if you accept.

If you do wish to review the article for us, you now have a choice about how to do so. In an effort to improve our peer review and editorial processes, the Journal is currently testing a new model of peer review using the Internet. Please read the attached description of the Internet Peer Review Study II.

Reviewers who participate in this study will be making an important contribution to research on peer review.

If you do not wish to participate in the study, we would still be pleased to receive your review of the article in the normal way.

If you do not wish or are unable to review the article, we would greatly appreciate a suggestion for an alternative reviewer.

Whether or not you wish to participate in the study or review the article, please fax back the form within the next three days so that the article can be processed without delay.

Best wishes,

Martin Van Der Weyden

Editor


Information about the MJA's Internet Peer Review Study-II (for authors and reviewers)

Objective

To assess the acceptability, workability and effectiveness of using the Internet for a new model of peer review.

Outline of new model

Articles submitted for publication are circulated to reviewers via the world wide web (using password-protected access) and the review process is conducted as an online discussion between the journal editors, reviewers, authors and a small panel of consultants who represent a wider range of expertise and journal readership.

When an article is accepted for publication, both the article and the record of its review process are rapidly published on the world wide web for open review by the Journal's readers. After four weeks of open review, the article is finalised and published in print.

Potential benefits

  • more open processes may reduce the potential for bias or error in review and editorial decision-making
  • more immediate dialogue between participants may improve feedback and opportunities to learn from the process
  • faster path to publication for accepted articles

For more information about the study, see http://www.mja.com.au/public/information/iprs2int.html

Or speak to the Study Coordinator, Craig Bingham (+61 2) 9562 6666


FAQs for reviewers

Can I participate without using the Internet?

No. You must be able to send and receive email and access the world wide web to participate in this study.

How do I actually submit a review under this new system?

If you agree to participate, we will send you more detailed instructions. Basically, you access the article and its discussion list through the world wide web. Access to the site is restricted, and you must use your password to enter. Your review can be written directly into the web form or (more likely) written in your usual wordprocessor and pasted into the web form.

What else do I have to do?

You do not have to contribute anything beyond your review, but we hope that you will follow the review discussion of the article and contribute to it as seems appropriate.

We shall also send you a follow-up questionnaire (very short!) to seek your opinion of the new model after you have experienced it.

Can I still do my review anonymously?

Yes. We are encouraging all contributors to sign their comments, but you don't have to reveal your identity to the authors and other reviewers if this will inhibit your review. Your identity will of course be known to the Editor.

What are the potential advantages or disadvantages of this system for me?

Through the discussion list, you will be able to communicate directly with the authors and the other reviewers of the article. This may make it easier for you to ask questions and explain your comments. You will also have a clearer idea of the impact of your comments, through the feedback provided by authors, editor and possibly other reviewers. If you wish, you will be able to make follow-up comments, and watch the article as it develops through revisions and copyediting into a published paper.

This discussion list procedure could take more of your time (but this is under your control).


FAQs for consultant panel members

Can I participate without using the Internet?

No. You must be able to send and receive email and access the world wide web to participate in this study.

What do you actually want me to do?

We want you to follow the review discussion of the article and contribute to it as seems appropriate. At least two other reviewers have been asked to provide detailed reviews of the article -- you'll get to read these. We hope that you can add extra advice from your own expertise. Your comments should be brief. We don't mind if you do nothing more than observe.

We shall also send you a follow-up questionnaire (very short!) to seek your opinion of this review process after you have experienced it.

What sort of comments do you want?

The purposes of the review process are (1) to help the editor decide whether to publish the article and (2) to help the authors improve their article. All comments should be directed towards serving these purposes. This might mean commenting on the reviews of the article, if (for instance) you thought the reviewer was incorrect or unfair in a criticism.

Can I participate anonymously?

We are encouraging all contributors to sign their comments, but you are not required to reveal your identity to the authors and other reviewers if you don't want to. Your identity will of course be known to the Editor.

Can I tell others about the article?

No. While under review the article is a confidential document. You will be granted access only on the understanding that you will not discuss or share the article with anyone outside the online review discussion.


FAQs for authors

Can I participate without using the Internet?

No. You must be able to send and receive email and access the world wide web to participate in this study. It is helpful, but not necessary, if you have some knowledge of how html and the world wide web work.

How do I enter my article for review under this new system?

If you agree to participate, we will send you more detailed instructions. Basically, we will prepare an html-formatted copy of your article from your wordprocessor file. You will be able to access the article and its discussion list through the world wide web. Access to the site is restricted, and you must use your password to enter. Only the authors, reviewers, journal editors and a small panel of consultants will be able to access your article during review. They will all have agreed to treat your article as a strictly confidential document.

What else do I have to do?

We hope that you will follow the review discussion of the article and contribute to it as seems appropriate. Reviewers, editor and consultant panel members will add their comments to the discussion list. You can respond with comments, questions or proposals for revising the article.

If the editor asks you to revise your article, the revision will be discussed on the web by the same group of people. If the article is accepted for publication, the copyedited version will be prepared on the web, approved by you, and then published. It will appear on the web before it appears in print, and probably six to ten weeks earlier than it would have appeared after standard peer review and editorial processing.

We shall also send you a follow-up questionnaire (very short!) to seek your opinion of the new model after you have experienced it.

Can I have our article reviewed anonymously?

If you wish, your identity as authors can be masked so that the reviewers and consultants do not know who you are or where you are from (you may think that this will increase the chances of an unbiased review).

Are reviewers anonymous?

We are encouraging all contributors to sign their comments, but it is possible that some reviewers will submit comments anonymously. The identity of all participants will be known to the Editor, even when it is not revealed to the authors.

What are the potential advantages or disadvantages of this system for me?

Through the discussion list, you will be able to communicate directly with the reviewers, editors and consultants who are commenting on your article. This may make it easier for you to ask questions and explain your position. You will also have a clearer idea of the impact of your article, and of the processes by which the editor reaches a decision on your article.

This discussion list procedure could take more of your time (but this is under your control).

What happens if my article is rejected?

If your article is not accepted for publication, you will be able to offer it for publication elsewhere if you wish. All the participants in this Internet peer review process have promised to treat your article in confidence.


The etiquette of online reviewing (notes for participants)

The purpose of this online discussion is to review the article. This is a service for the editors of the journal (who need advice about what to publish), for the authors of the article (who may benefit from comments designed to improve their paper), for the readers of the Journal (who rely upon the Journal's quality control procedures), and ultimately for the advancement of scientific medicine.

Remember that the purpose is to review the paper, not to discuss the subject in general, so stick to the point. Avoid lengthy contributions that reiterate arguments already made, but by all means send a short note to signal your agreement with a point made by someone else. Feel free to indicate whether you think the paper should be published, but remember that the editor's decision is final.

Remember that your comments can immediately be read by others and that your identity is known at least by the editor. Please be aware that a written dialogue can sometimes appear more abrupt than the spoken word: consider this when phrasing your own contributions and do not be hasty to take offence at critical contributions made by others.

Appropriate comment at each stage

Errors of fact, plagiarism, or any evidence of research misconduct are worthy of comment and correction at any stage.

First submission: Comments at this stage may be quite wide-ranging. Is the article accurate? Is it original? Is it important? Does the introduction adequately explain why the study was done? Was the study conducted with appropriate methods, and are these methods adequately described? Are the results accurately and adequately described? Does the article's discussion canvass the important issues raised by the results in an accurate and impartial manner? Are the authors' conclusions reasonable and justified by the data presented? Are appropriate references cited and is previous work properly acknowledged?

Should the article be published, and if so, what revisions would improve it?

Revised article: Comments should be more closely focused. Have the authors addressed the issues mentioned in the editor's request for a revision? In doing so, have they raised any new issues requiring consideration?

Copyedited version: Comment at this stage should be tightly focused. Has copyediting improved the readability of the article without introducing any errors?


Rules for participants in open peer review

  1. The purposes of peer review are to advise the editor on the suitability of the article for publication and to advise the authors on ways that they may be able to improve their article. All contributions to the review process should serve these purposes.
  2. The editor reserves the right to make a publication decision based on his/her own assessment of the best interests of the journal and its readers.
  3. The article under review is a confidential document not yet accepted for publication. It should not be shown to or discussed with colleagues, cited as a reference or used in your own work.
  4. The editor will chair the review discussion. Contributors should follow any instructions from the editor given during the discussion.
  5. Contributions to the review discussion should be as brief as possible. Contributors should not reiterate points that others have already made, although it is acceptable to send a note of agreement.
  6. References to the article under review should quote the relevant paragraph number.
  7. Assertions of fact should be backed with appropriate references.
  8. All contributors should conduct themselves with professional courtesy. Remarks that may be construed as insulting or defamatory will be removed from the record.
  9. Contributors who breach the required standards of the review process will be barred from further participation by the editor.


MJA Internet Peer Review Study II Authors' consent form

Author's name:__________________________________

Manuscript No.:___________________

Manuscript title:_________________________________________________________________

Please indicate your age group:

__ Under 30 __30-39 __40-49 __50-59 __60 and over

Please indicate your use of Internet services:
Service Daily to weekly Weekly to monthly Occasionally Never
E-mail    
World Wide Web    

PLEASE SIGN CONSENT TO PARTICIPATE

I, as principal author, having consulted my co-authors, agree to participate in the study. I understand that

  • Our article will be made available to reviewers, journal editors and a small panel of consultants via a secure web site on the Internet.

  • The review process will be conducted as an online discussion between the reviewers, journal editors, authors and panel of consultants, chaired by the managing editor for the article.

  • The authors' identities can be masked during this review process if we wish, in which event only the editor will know who I am when I submit comments to the discussion list.

  • During these proceedings, the article and the discussion are confidential documents, not to be discussed with colleagues other than those in the review discussion.

  • If the article is accepted for publication, the review discussion will be moved to a publicly accessible web site, where it will be available to interested readers.

  • If the article is not accepted for publication or is withdrawn by the authors, the review discussion will remain confidential. It will be removed from the web and a print-out will be stored in the MJA's archives.

  • The managing editor reserves the right to remove inappropriate comments from the discussion list or to withdraw the access rights of any participant who does not act with professional courtesy and responsibility.

  • I will be asked to complete a questionnaire seeking my impressions of the value of the electronic publication and peer review process when the article is prepared for print.

    Signed: ____________________________________________

    OR - SIGN REFUSAL OF CONSENT

    I do not agree to participate in this study because

    ___ I do not have access to the Internet

    ___ Other reasons (please tell us specifically:)___________________________________________

    Signed: ____________________________________________

     


  • MJA Internet peer review Study II Reviewers' consent form

    Reviewer's name:_________________________________

    Manuscript No.:___________________

    Manuscript under review:__________________________________________________________

    Please indicate your age group:

    __ Under 30 __30-39 __40-49 __50-59 __60 and over

    Please indicate your use of Internet services:
    Service Daily to weekly Weekly to monthly Occasionally Never
    E-mail    
    World Wide Web    

    PLEASE SIGN CONSENT TO PARTICIPATE

    I agree to participate in the study. I understand that

  • I will have to access the article and submit my review via a secure web site on the Internet.

  • The review process will be conducted as an online discussion between the reviewers, journal editors, authors and a small panel of consultants, chaired by the managing editor for the article.

  • I can participate as an anonymous reviewer if I so wish, in which event only the editor will know who I am when I submit comments to the discussion list.

  • During these proceedings, I will treat the article and the discussion as confidential documents, not to be discussed with colleagues other than those in the review discussion, nor to be cited as references or used in my own work.

  • If the article is accepted for publication, the review discussion will be moved to a publicly accessible web site, where it will be available to interested readers.

  • If the article is not accepted for publication or is withdrawn by the authors, the review discussion will remain confidential. It will be removed from the web and a print-out will be stored in the MJA's archives.

  • The managing editor reserves the right to remove inappropriate comments from the discussion list or to withdraw the access rights of any participant who does not act with professional courtesy and responsibility.

  • I will be asked to complete a questionnaire seeking my impressions of the value of the electronic publication and peer review process when the article is prepared for print.

    Signed: ____________________________________________

    OR - SIGN REFUSAL OF CONSENT

    I do not agree to participate in this study because:

    ___ I do not have access to the Internet

    ___ Other reasons (please tell us specifically:)___________________________________________

    Signed: ____________________________________________


  • Author evaluation of peer review process questionnaire

    Dear Author,

    The MJA is evaluating its peer review and editorial procedures with the aim of improving their quality and efficiency. Please help us by completing this questionnaire and returning it to our office by fax or post. If you find it more convenient to do so, you can complete the questionnaire online at http://www.mja.com.au/public/information/authorq.html

    Name:

    How many research/review articles before this one have you submitted to peer review at the MJA or any other journal?

    ___ None

    ___ One to three

    ___ More than three

    Please rate each item below on a scale of 1 (lowest, least satisfactory) to five (highest, most satisfactory) and add any comments that you would care to make.

    Fairness of the peer review process that your article has undergone 1 2 3 4 5
    Speed of the peer review and editorial decisionmaking process 1 2 3 4 5
    Usefulness of the advice given to you by the editors 1 2 3 4 5
    Usefulness of the clinical reviews 1 2 3 4 5
    (If relevant) Usefulness of the statistician's review 1 2 3 4 5

    If you have any suggestions for improving our editorial and peer review processes, please write them here:

    [Questions above are sent to study participants and controls. Additional questions for authors in the study:]

    In what ways was the new method of conducting peer review better than the traditional method?

    In what ways was the new method of conducting peer review worse than the traditional method?

    Did the new method of conducting peer review change the amount of work required of you as an author?

    ___ Much more work

    ___ A little more work

    ___ No change

    ___ A little less work

    ___ Much less work

    If you were submitting another paper to the Journal, how would you prefer it to be reviewed?

    ___ New model

    ___ Traditional model


    Reviewer evaluation questionnaire

    Dear Reviewer,

    The MJA is evaluating its peer review and editorial procedures with the aim of improving their quality and efficiency. Please help us by completing this questionnaire and returning it to our office by fax or post. If you find it more convenient to do so, you can complete the questionnaire online at http://www.mja.com.au/public/information/reviewerq.html

    Name:

    Please rate each item below on a scale of 1 (lowest, least satisfactory) to five (highest, most satisfactory) and add any comments that you would care to make.

    Guidelines provided to reviewers 1 2 3 4 5
    Communications from the editorial office1 2 3 4 5
    Feedback provided to reviewers 1 2 3 4 5
    Quality of the copy (ie, the appearance and readability) of the article you were asked to review 1 2 3 4 5

    If you have any suggestions for improving our editorial and peer review processes, please write them here:

    [Questions above are sent to study participants and controls. Additional questions for reviewers in the study:]

    In what ways was the new method of conducting peer review better than the traditional method?

    In what ways was the new method of conducting peer review worse than the traditional method?

    Did the new method of conducting peer review change the amount of work required of you as a reviewer?

    ___ Much more work

    ___ A little more work

    ___ No change

    ___ A little less work

    ___ Much less work

    If you were reviewing another paper for the Journal, how would you prefer to do it?

    ___ New model

    ___ Traditional model


    Reviewer performance scoring form

    Timeliness Score
    Review given within 3 weeks (ie, within agreed deadline): 2
    Review given within 1 week after deadline: 1
    Review given more than 1 week after deadline: 0
    Grade sheet
    Grading forms completed: 1
    Not completed: 0
    Etiquette
    Reviewer follows appropriate reviewing etiquette: 1
    Reviewer breaches appropriate reviewing etiquette: 0
    Completeness of review
    Reviewer reviews entire article, with specific mention of all sections, including tables, references and graphics: 5
    Review includes overview of content of article and addresses main sections of article specifically 4
    Review includes overview of article but does not address all sections of the article specifically 3
    Review appears to concentrate on particular features of the article without considering it in its entirety, or considers the article in its entirety but without adequate attention to specific details 2
    Review addresses specific sentences in the article without placing these in context, or discusses the article in such general terms that it is purely superficial 1
    Review is too brief and non-specific to indicate that the reviewer has given adequate consideration to the article 0
    References
    Review offers supporting references (specific citations or copies of references are attached) 2
    Review mentions supporting references (incomplete citations, eg, author name only) 1
    Review offers no supporting references 0
    Usefulness of review
    Reviewer has provided a clear and useful evaluation of the article,with specific recommendations for the improvement of content and analytical method and language and graphical representation and references 5
    Reviewer has provided a clear and useful evaluation of the article,with many specific recommendations for the improvement of content, analytical method, language, graphical representation and references (but not for all of these categories) 4
    Reviewer has provided a clear and useful evaluation of the article, with some specific recommendations for its improvement or a reasonable explanation of why the article does not need improvement 3
    Reviewer's evaluation of the article is useful, but in parts indecisive or vaguely worded, making it difficult to interpret or follow the advice. Or reviewer has given insufficient detail to support the recommendations 2
    Reviewer's evaluation is marred by errors of comprehension of the article or the subject or by bias or by poor language and presentation. Or review discusses the article and gives some specific advice without providing a useful evaluation of the whole article 1
    Review is seriously marred by errors of comprehension of the article or the subject or by bias or by poor language and presentation. Or review provides a cursory evaluation of the article unjustified by proper argument and citations 0
    Total 16


    Statistical reviewer performance scoring form

    Timeliness Score
    Review given within 3 weeks (ie, within agreed deadline): 2
    Review given within 1 week after deadline: 1
    Review given more than 1 week after deadline: 0
    Grade sheet
    Grading forms completed: 1
    Not completed: 0
    Etiquette
    Reviewer follows appropriate reviewing etiquette: 1
    Reviewer breaches appropriate reviewing etiquette: 0
    Completeness of review
    Reviewer reviews all statistical/numerical elements of article and gives specific comments on each 3
    Review includes good overview of statistical/numerical elements of article and addresses main features specifically 2
    Review provides only specific comments on some of the statistical/numerical elements of the article 1
    Review is too brief and non-specific to indicate that the reviewer has given adequate consideration to the article 0
    Usefulness of review
    Reviewer has provided a clear and useful evaluation of the statistical methods used in the article, with specific recommendations for the improvement of data analysis and data presentation or a reasonable explanation of why the article does not need improvement 3
    Reviewer has provided some specific recommendations for improving data analysis or data presentation 2
    Reviewer's evaluation makes some useful points but is marred by failure to comment on important statistical/numerical aspects of the article 1
    Review is seriously marred by errors of comprehension of the article or the subject or by bias or by poor language and presentation. Or review provides a cursory evaluation of statistical/numerical aspects of the article unjustified by proper argument and citations 0
    Total 10


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